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Yaniv Rubina

OPENARC CORPORATE ADVISORY
St. Augustine, FL
·CRD# 5100088·20 years experience

Professional Summary

Yaniv Rubina, who also goes by Yaniv Rubinia, is a registered financial advisor currently at OPENARC CORPORATE ADVISORY, LLC located in St. Augustine, Florida. Yaniv is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Yaniv has worked at 4 firms and has passed the Series 66, SIE, Series 7, Series 9, Series 10 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Yaniv Rubinia

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

OPENARC CORPORATE ADVISORY, LLC·CRD# 336837
RIA
St. Augustine, FL
October 16, 2025 - Present
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Atlanta, GA
June 11, 2007 - September 26, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Atlanta, GA
June 9, 2007 - September 26, 2025
NEW ENGLAND SECURITIES·CRD# 615
RIA
Jacksonville, FL
November 20, 2006 - March 19, 2007
NEW ENGLAND SECURITIES·CRD# 615
BD
Jacksonville, FL
November 7, 2006 - March 19, 2007
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Jacksonville, FL
June 13, 2006 - November 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Jacksonville, FL
May 31, 2006 - November 3, 2006

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Current Firm

OC
OPENARC CORPORATE ADVISORY, LLC

1330 ADVISORS | OPENARC CORPORATE ADVISORY, LLC | 1330 ADVISORS, LLC

CRD#: 336837 / SEC#: 801-133754
RIA
Registered Investment Advisory firm - SEC (7/8/2025 Approved)

Contact Information

Main Address

3550 Peachtree Road Ne Floor 7, Atlanta, GA 30326

Phone Number

(844) 648-6001

# of Employees

146

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

1330 ADVISORS ADV PART 2A (9/10/2026)

Regulatory Assets Under Management

Total Number of Accounts

14,525

AUM (Assets Under Management)

$10,094,562,750

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
OPENARC CORPORATE ADVISORY, LLC

1330 ADVISORS | OPENARC CORPORATE ADVISORY, LLC | 1330 ADVISORS, LLC

CRD#: 336837 / SEC#: 801-133754
RIA
Registered Investment Advisory firm - SEC (7/8/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(10/22/2025)
IAR
Georgia
(10/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Jul 2013About the Series 9 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Apr 2013About the Series 10 exam

Series 24 — General Securities Principal Examination

Passed Jul 2010About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Yaniv Rubina's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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