James R. Greene
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robert Greene was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2006. James had worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2017 - October 12, 2017
SOLOMON GROUP FINANCIAL SERVICES, LLC
February 15, 2017 - April 11, 2017
BLUE DUCK WEALTH MANAGEMENT
June 6, 2006 - November 10, 2008
FARMERS FINANCIAL SOLUTIONS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
SOLOMON GROUP FINANCIAL SERVICES, LLC
CRD#: 166519 / SEC#:
Contact information
Red Flags
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