John M. Thomas
Professional summary
John Michael Thomas, who also goes by John M Thomas, is a registered financial professional currently at CORRELL CO. INVESTMENT SERVICES CORP. located in Bolivar, Missouri.
John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2017 - Present
CORRELL CO. INVESTMENT SERVICES CORP.
Office #1: 180 N. Davis Drive, Bolivar, MO 65613October 28, 2008 - October 17, 2017
INVESTMENT CENTERS OF AMERICA, INC.
August 5, 2008 - October 17, 2017
INVESTMENT CENTERS OF AMERICA, INC.
February 20, 2006 - June 30, 2008
SECURITIES SERVICE NETWORK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2023)
(10/17/2017)
(10/17/2017)
(10/17/2017)
(9/15/2023)
(10/20/2017)
(10/17/2017)
Exams
FINRA
Current Firm
CORRELL CO. INVESTMENT SERVICES CORP.
CRD#: 38995 / SEC#: 801-42789, 8-48507
Contact information
FINRA licenses (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 71 |
| AUM (Assets Under Management) | $ 233,300,000 |
Red Flags
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