Jason M. Mengel
FUSION CAPITAL
Mt. Pleasant, SC 29464
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CRD#: 5099803
Professional summary
Jason Michael Mengel, CFP® is a registered financial advisor currently at FUSION CAPITAL, LLC located in Mt. Pleasant, South Carolina.
Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jason has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JASON MENGEL IS SOLE OWNER OF MENGEL FINANCIAL GROUP. THE FIRM SELLS LIFE INSURANCE PRODUCTS. MR. MENGEL SPEND LESS THAN 25% OF HIS TIME DEVOTED TO THE ACTIVITIES. MENGEL FINANCIAL GROUP IS AN AFFILIATE OF FUSION CAPITAL LLC. FUSION REALTY, LLC REAL ESTATE ENTITY PARTNER SINCE 01/22/2013 FUSION REALTY OWNS TWO COMMERCIAL REAL ESTATE PROPERTIES WHICH ARE TWO LOCATIONS OF FUSION CAPITAL, LLC 1 HOUR PER MONTH
CRS (Client Relationship Summary) - RIA
Click below to view Jason Michael Mengel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
September 29, 2010 - Present
FUSION CAPITAL, LLC
Office #1: 1459 Stuart Engals Blvd Suite 301, Mt. Pleasant, SC 29464RIA
CRD#: 154726
Mt. Pleasant, SC
Past
October 7, 2009 - July 20, 2011
MIDAMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 47351
MT PLEASANT, SC
Past
April 16, 2008 - July 2, 2010
AMERICAN INVESTMENT SERVICES
RIA
CRD#: 144088
AIKEN, SC
Past
January 23, 2008 - December 8, 2008
MIDAMERICA FINANCIAL SERVICES, INC.
BD
CRD#: 47351
NORTH CHARLESTON, SC
Past
March 6, 2006 - March 27, 2006
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
DANIEL ISLAND, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FUSION CAPITAL, LLC
FUSION CAPITAL, LLC | OPTIMAL WEALTH STRATEGIES
CRD#: 154726 / SEC#: 801-110473
RIA
Registered Investment Advisory firm - (4/21/2017 Approved)Georgia
Registered Investment Advisory firm - (5/3/2017 Terminated)New York
Registered Investment Advisory firm - (4/26/2017 Terminated)North Carolina
Registered Investment Advisory firm - (4/26/2017 Terminated)South Carolina
Registered Investment Advisory firm - (4/26/2017 Terminated)Texas
Registered Investment Advisory firm - (12/31/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Carolina(9/29/2010)
IAR
Texas(1/28/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
FC
FUSION CAPITAL, LLC
FUSION CAPITAL, LLC | OPTIMAL WEALTH STRATEGIES
CRD#: 154726 / SEC#: 801-110473
RIA
Registered Investment Advisory firm - (4/21/2017 Approved)Georgia
Registered Investment Advisory firm - (5/3/2017 Terminated)New York
Registered Investment Advisory firm - (4/26/2017 Terminated)North Carolina
Registered Investment Advisory firm - (4/26/2017 Terminated)South Carolina
Registered Investment Advisory firm - (4/26/2017 Terminated)Texas
Registered Investment Advisory firm - (12/31/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1459 Stuart Engals Blvd Suite 301, Mt. Pleasant, SC 29464
Mailing Address
Phone number
(843) 972-0065
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,809 |
| AUM (Assets Under Management) | $ 405,416,172 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
