TB
Troy A. Beaver
THRIVENT DISTRIBUTORS
Minneapolis, MN 55402-3265
Some features on this profile are disabled
CRD#: 5099275
TB
Professional summary
Troy Alan Beaver, who also goes by Troy Beaver, is a registered financial professional currently at THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota.
Troy is registered as a RR (Registered Representative) and started their career in finance in 2012. Troy has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 99 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Troy Beaver
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Troy Alan Beaver's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2016 - Present
THRIVENT DISTRIBUTORS, LLC
Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265BD
CRD#: 179512
Minneapolis, MN
Past
March 14, 2016 - November 18, 2016
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
October 17, 2012 - December 31, 2012
AMERICAN CENTURY BROKERAGE, INC.
BD
CRD#: 42846
KANSAS CITY, MO
Past
October 17, 2012 - September 7, 2015
AMERICAN CENTURY INVESTMENT SERVICES INC.
BD
CRD#: 17437
KANSAS CITY, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/16/2017)
RR
Alaska(10/16/2017)
RR
Arizona(6/8/2022)
RR
Arkansas(10/16/2017)
RR
California(10/16/2017)
RR
Colorado(10/16/2017)
RR
Connecticut(10/16/2017)
RR
Delaware(10/16/2017)
RR
District of Columbia(10/16/2017)
RR
Florida(10/16/2017)
RR
Georgia(10/16/2017)
RR
Hawaii(10/16/2017)
RR
Idaho(10/16/2017)
RR
Illinois(10/16/2017)
RR
Indiana(10/16/2017)
RR
Iowa(10/16/2017)
RR
Kansas(10/16/2017)
RR
Kentucky(10/16/2017)
RR
Louisiana(10/16/2017)
RR
Maine(10/16/2017)
RR
Maryland(10/16/2017)
RR
Massachusetts(10/16/2017)
RR
Michigan(10/16/2017)
RR
Minnesota(10/16/2017)
RR
Mississippi(10/16/2017)
RR
Missouri(10/16/2017)
RR
Montana(10/16/2017)
RR
Nebraska(10/17/2017)
RR
Nevada(10/16/2017)
RR
New Hampshire(6/8/2022)
RR
New Jersey(10/16/2017)
RR
New Mexico(10/16/2017)
RR
New York(10/16/2017)
RR
North Carolina(10/16/2017)
RR
North Dakota(10/16/2017)
RR
Ohio(10/17/2017)
RR
Oklahoma(10/16/2017)
RR
Oregon(10/16/2017)
RR
Pennsylvania(10/16/2017)
RR
Puerto Rico(6/8/2022)
RR
Rhode Island(10/16/2017)
RR
South Carolina(10/16/2017)
RR
South Dakota(10/16/2017)
RR
Tennessee(10/16/2017)
RR
Texas(10/16/2017)
RR
Utah(10/16/2017)
RR
Vermont(10/16/2017)
RR
Virginia(10/16/2017)
RR
Washington(10/16/2017)
RR
West Virginia(10/16/2017)
RR
Wisconsin(10/16/2017)
RR
Wyoming(10/16/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TD
THRIVENT DISTRIBUTORS, LLC
THRIVENT DISTRIBUTORS, LLC
CRD#: 179512 / SEC#: , 8-69606
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211
Mailing Address
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211
Phone number
(800) 847-4836
Established
Delaware since 02/23/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BEAVER, TROY ALAN | ELECTED MANAGER AND VICE PRESIDENT | 5099275 |
| CLOUTIER, JEFFREY DAVID | CHIEF FINANCIAL OFFICER | 5656265 |
| DRYDEN, EDWARD STUART | CHIEF COMPLIANCE OFFICER | 2033420 |
| JACKSON, JOHN DAVID | CHIEF LEGAL OFFICER AND SECRETARY | 5877878 |
| KREMENAK, MICHAEL WALDEN | ELECTED MANAGER AND PRESIDENT | 5892015 |
| RIESTERER, JAMIE LEE | ELECTED MANAGER | 4784706 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
