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Anthony Eldon Tillman Jr

CRD# 5098706·Registered 2006 - 2021
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Eldon Tillman JR, who also goes by Anthony E Tillman Jr, Anthony Tillman, Tj Tillman, was a registered financial advisor. Anthony was a previously registered financial professional and started their career in finance 2006 - 2021. Anthony had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony E Tillman Jr, Anthony Tillman, Tj Tillman

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

ROVIN CAPITAL·CRD# 157849
RIA
Gilbert, AZ
May 24, 2011 - August 31, 2021
BROKERSXPRESS LLC·CRD# 127081
RIA
Gilbert, AZ
November 1, 2010 - June 30, 2011
BROKERSXPRESS LLC·CRD# 127081
BD
Gilbert, AZ
October 26, 2010 - June 30, 2011
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Mesa, AZ
September 25, 2009 - October 22, 2010
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Mesa, AZ
December 17, 2008 - October 22, 2010
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Chandler, AZ
August 29, 2007 - September 8, 2008
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Mesa, AZ
February 27, 2006 - September 14, 2007

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Current Firm

RC
ROVIN CAPITAL

EMPIRE WEALTH ADVISORS INC. | ROVIN CAPITAL | EMPIRE WEALTH MANAGEMENT INC.

CRD#: 157849

Contact Information

Main Address

6640 E Baseline Road Suite 103, Mesa, AZ 85206

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2009About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2006About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2009About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2006About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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