Jacob Daniel Dubose
CFP®Professional Summary
Jacob Daniel Dubose, CFP®, who also goes by Jake Daniel Dubose, Jake Dubose, is a registered financial advisor currently at PIVOT PLANNING, LLC located in Highlands Ranch, Colorado. Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jacob has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
After graduating from college, my first job was in the technology industry, where I sold hardware and software solutions to businesses. I've always been fascinated by the role technology plays in facilitating business and decision-making processes. However, what truly intrigued me was observing how companies made decisions about integrating technology into their organizations. They would ask questions like, "Do we need this?" or "Does the cost justify the value it brings?". They would also consider...
Other Aliases
Jake Daniel Dubose, Jake Dubose
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
linkedin.com/in/xxxxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
20 years in the financial services industry
Current & Past Employments
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Current Firm
PIVOT PLANNING | PIVOT PLANNING, LLC
Contact Information
Main Address
Highlands Ranch, COMailing Address
6767 S Vine Street Pmb 1182, Centennial, CO 80122Phone Number
(303) 350-2450# of Employees
1Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/24/2026)
(5/6/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Jacob Daniel Dubose's CRS (Customer Relationship Summary).
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