Jacob D. Dubose

PIVOT PLANNING

HIGHLANDS RANCH, CO

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CRD#: 5098530

Professional summary

Jacob Daniel Dubose, CFP®, who also goes by Jake Daniel Dubose, Jake Dubose, is a registered financial advisor currently at PIVOT PLANNING, LLC located in Highlands Ranch, Colorado.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Jacob has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Biography

After graduating from college, my first job was in the technology industry, where I sold hardware and software solutions to businesses. I've always been fascinated by the role technology plays in facilitating business and decision-making processes. However, what truly intrigued me was observing how companies made decisions about integrating technology into their organizations. They would ask questions like, "Do we need this?" or "Does the cost justify the value it brings?". They would also consider factors like depreciation, financing cost, and useful life when determining the best way to finance these solutions. I was captivated by the meticulous approach to financial decision-making and execution, which ultimately led me to embark on a journey in the field of financial services.

Over the past 20 years, my career has evolved from being an options trader at a brokerage firm to working as a retirement planner at a renowned insurance company. Eventually, I transitioned into a comprehensive financial planner and tax planning specialist, allowing me to expand my expertise further. I take great pleasure in unpacking and addressing all the necessary details within a comprehensive financial plan, enabling my clients to focus on living their best lives instead of wasting time on worry and inaction.

Question & Answer

What are your service offerings?

Retirement Planning

Comprehensive Financial Planni...

Insurance Planning

Are you a "fiduciary"?

Yes

Aliases

Jake Daniel Dubose | Jake Dubose

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Daniel Dubose's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 20472

LEWISVILLE, TX

Past

May 5, 2006 - June 13, 2007

TD AMERITRADE, INC.

CRD#: 7870

FORT WORTH, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/24/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/24/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/4/2006

General Securities Representative Examination

Current Firm

PIVOT PLANNING, LLC

PIVOT PLANNING | PIVOT PLANNING, LLC

CRD#: 340094 / SEC#:

Colorado

Registered Investment Advisory firm - (3/24/2026 Approved)

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Contact information

Main Address

Highlands Ranch, CO

Mailing Address

6767 S Vine Street Pmb 1182, Centennial, CO 80122

Phone number

(303) 350-2450

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Jacob D. Dubose

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Daniel Dubose's CRS (Customer Relationship Summary).

Certified licenses

Experience

PIVOT PLANNING, LLC

SAVVY

EMPOWER ADVISORY GROUP, LLC

PERSONAL CAPITAL ADVISORS CORPORATION

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2011

Series 63

Date: 5/10/2006

SIE

Date: 3/24/2017

Series 7

Date: 5/4/2006

Current Firm

PIVOT PLANNING, LLC

Contact information

Documents

Red Flags

Company Information

PIVOT PLANNING, LLC

TRUST BUT VERIFY

Contact information

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