David C. Gonser
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David C Gonser was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2009. David had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 25, 2010 - December 31, 2011
MERRILL LYNCH GOVERNMENT SECURITIES INC.
January 25, 2010 - January 18, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 26, 2009 - November 1, 2010
BANC OF AMERICA SECURITIES LLC
January 22, 2009 - January 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MERRILL LYNCH GOVERNMENT SECURITIES INC.
CRD#: 19693 / SEC#: , 8-38051
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
Red Flags
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