Casey W. Kayl

ALPS ADVISORS

Denver, CO 80203

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CRD#: 5097889

Professional summary

Casey Wayne Kayl, who also goes by Casey W Kayl, is a registered financial advisor currently at ALPS ADVISORS, INC. located in Denver, Colorado and ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. located in Denver, Colorado.

Casey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Casey has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Casey W Kayl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. 1290 BROADWAY, SUITE 1000, DENVER, CO 80203 BUSINESS IS INVESTMENT RELATED - BD, 180 HOURS/MONTH, DURING TRADING HOURS. 2. ALPS DISTRIBUTORS, INC. 1290 BROADWAY, SUITE 1000, DENVER, CO 80203 BUSINESS IS INVESTMENT RELATED - BD, 180 HOURS/MONTH, DURING TRADING HOURS. 3. ALPS ADVISORS, INC. INVESTMENT RELATED - BD, 1290 BROADWAY SUITE 1000 DENVER CO 80203, 1 HOUR/MONTH DURING TRADING HOURS, FINANCIAL OPERATIONS ANALYST, ETF TRADES MARKETING AND POLICIES AND PROCEDURES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Wayne Kayl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2016 - Present

ALPS ADVISORS, INC.

Office #1: 1290 Broadway, Suite 1000, Denver, CO 80203

RIA

CRD#: 134340

Denver, CO

Current

April 6, 2015 - Present

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

Office #1: 1290 Broadway Suite 1000, Denver, CO 80203

CRD#: 144464

Denver, CO

Current

April 6, 2015 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 1290 Broadway Suite 1000, Denver, CO 80203

CRD#: 16853

Denver, CO

Past

June 23, 2011 - March 26, 2015

MORGAN STANLEY

RIA

CRD#: 149777

BOULDER, CO

Past

June 23, 2011 - March 26, 2015

MORGAN STANLEY

CRD#: 149777

BOULDER, CO

Past

January 12, 2011 - June 6, 2011

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

RIA

CRD#: 102920

ENGLEWOOD, CO

Past

December 10, 2010 - June 6, 2011

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

ENGLEWOOD, CO

Past

February 26, 2008 - December 13, 2010

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

WESTMINSTER, CO

Past

March 3, 2006 - December 13, 2010

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

WESTMINSTER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPS ADVISORS, INC.

ALPS ADVISERS, INC. | ALPS ADVISORS, INC.

CRD#: 134340 / SEC#: 801-67135

RIA

Registered Investment Advisory firm - (9/12/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(4/6/2015)

Colorado
(4/6/2015)

IAR

Colorado
(1/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/2/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/26/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/2/2006

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/23/2015

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALPS ADVISORS, INC.

ALPS ADVISERS, INC. | ALPS ADVISORS, INC.

CRD#: 134340 / SEC#: 801-67135

RIA

Registered Investment Advisory firm - (9/12/2006 Approved)

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Contact information

Main Address

1290 Broadway, Suite 1000, Denver, CO 80203

Mailing Address

Po Box 328, Denver, CO 80201-0328

Phone number

(303) 623-2577

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ALPS ADVISORS, INC. FORM ADV PART 2A (9/30/2025)

Regulatory assets under management

Total Number of Accounts	17
AUM (Assets Under Management)	$ 30,756,201,205

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Casey W. Kayl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Casey Wayne Kayl's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.

ALPS DISTRIBUTORS, INC.

MORGAN STANLEY

MORGAN STANLEY

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

ALPS ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/2/2007

SIE

Date: 10/1/2018

Series 7

Date: 12/26/2007

Series 6

Date: 3/2/2006

Series 24

Date: 12/23/2015

FINRA

Current Firm

ALPS ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALPS ADVISORS, INC.

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