John J. Laws
Professional summary
John Jordan Laws, who also goes by John Laws, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2015. John has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Jordan Laws's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 14, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003July 19, 2024 - September 23, 2024
AGES FINANCIAL SERVICES, LTD.
December 9, 2015 - April 26, 2023
LINCOLN INTERNATIONAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2025)
(10/14/2024)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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