Frank D. Daniels
Professional summary
Frank David Daniels, who also goes by Frank D Daniels, Frank David Daniels, is a registered financial professional currently at MIRAE ASSET SECURITIES (USA) INC. located in New York, New York.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2013. Frank has worked at 3 firms and has passed the Series 99TO, Series 82TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frank David Daniels's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 27, 2019 - Present
MIRAE ASSET SECURITIES (USA) INC.
Office #1: 810 Seventh Avenue 37th Floor, New York, NY 10019September 12, 2018 - March 8, 2019
NOMURA SECURITIES INTERNATIONAL, INC.
April 16, 2013 - December 23, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsCboe BZX Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
MIRAE ASSET SECURITIES (USA) INC.
CRD#: 30679 / SEC#: , 8-45034
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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