John A. Haugh
Professional summary
John Anthony Haugh, who also goes by John Anthony Haugh, Haugh Johm, is a registered financial professional currently at AVM, L.P. located in Boca Raton, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 2006. John has worked at 6 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 3 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Anthony Haugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2022 - Present
AVM, L.P.
Office #1: 777 Yamato Road Suite 300, Boca Raton, FL 33431November 10, 2015 - January 11, 2018
VIRTUS FIXED INCOME ADVISERS, LLC
August 29, 2015 - June 1, 2017
FORESIDE ASSOCIATES, LLC
May 14, 2010 - January 30, 2012
DEUTSCHE BANK SECURITIES INC.
January 23, 2009 - May 11, 2010
BANC OF AMERICA SECURITIES LLC
May 4, 2006 - January 26, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/14/2022)
Exams
Series 7TO
Date: 11/12/2022
General Securities Representative ExaminationFINRA
Current Firm
AVM, L.P.
CRD#: 16710 / SEC#: , 8-35136
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HSZ HOLDINGS, LLC | LIMITED PARTNER | |
| LESTER N. COYLE REVOCABLE TRUST | LIMITED PARTNER | |
| PANTHERS INVESTMENT LIMITED PARTNERSHIP | LIMITED PARTNER | |
| PELLEGRINO, CHRISTIAN MINASSIAN | LIMITED PARTNER | 6053985 |
| PREST, JASON | LIMITED PARTNER | 4475716 |
| SARAOGI HOLDINGS, LLC | LIMITED PARTNER | |
| WYLER, SCOTT LAWRENCE | CHIEF EXECUTIVE OFFICER & CHIEF COMPLIANCE OFFICER | 2869488 |
| WYLER, SCOTT LAWRENCE | LIMITED PARTNER | 2869488 |
| ANUAR, YELENA NMN | CHIEF FINANCIAL OFFICER | 6253705 |
| ANUAR, YELENA NMN | LIMITED PARTNER | 6253705 |
| AVM ASSOCIATES LLC | GENERAL PARTNER | |
| COYLE, LESTER NOEL | TRUSTEE OF THE LESTER N. COYLE REVOCABLE TRUST | 4727659 |
| HANSEN, KAREN MARIE | GENERAL COUNSEL | 5291197 |
| HANSEN, KAREN MARIE | TRUSTEE OF THE KAREN M. HANSEN REVOCABLE TRUST | 5291197 |
| OLOFSSON, THOMAS ROLF | LIMITED PARTNER | 3244639 |
| PRINTZ, ROBERT ANDREW | PRESIDENT | 2348404 |
| THE KAREN M. HANSEN REVOCABLE TRUST | LIMITED PARTNER |
Red Flags
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Company Information
AVM, L.P.
CRD#: 16710Boca Raton, FL 33431TRUST BUT VERIFY
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