Jaime A. Orozco

AJAX CAPITAL LLC

Miami, FL

Some features on this profile are disabled

CRD#: 5096958

Professional summary

Jaime Andres Orozco, who also goes by Jaime A Orozco, Jaime Andres Orozco, is a registered financial advisor currently at AJAX CAPITAL LLC located in Miami, Florida.

Jaime is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Jaime has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jaime A Orozco | Jaime Andres Orozco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Treasurer; St. Stephen Episcopal Day School Board of Trustee; Investment Related: No; Location: 3439 Main Hwy, Miami, FL, United States, 33133; Description of the business: St. Stephen's is an elementary school; Responsibilities Duties: General financial oversight, funding, financial planning and budgeting, financial reporting, and endowment fund; Start date with business: 2021-01-01; Hours devoted to business outside trading hours: 4. Name of outside business: 754 Jeronimo LLC; Is the business investment related: Yes; Location of the business: 754 Jeronimo Drive Miami FL 33146 USA; Description of the business: Residential Real-estate Property; Position Title: Managing Member; Responsibilities Duties: Owner of the property. ; Start date with business: 2023-02-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Additional notes: Purchased residential real-estate property as an investment.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaime Andres Orozco's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 31, 2018 - Present

AJAX CAPITAL LLC

Office #3: 1450 Brickell Ave 18th Floor, Miami, FL 33131

RIA

CRD#: 298032

Miami, FL

Past

September 26, 2008 - May 29, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CORAL GABLES, FL

Past

July 28, 2008 - May 29, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CORAL GABLES, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/29/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2008

General Securities Representative Examination

Current Firm

AJAX CAPITAL LLC

CRD#: 298032 / SEC#:

Florida

Registered Investment Advisory firm - (7/31/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Miami, FL

Mailing Address

Phone number

(305) 912-7022

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	14
AUM (Assets Under Management)	$ 94,645,165

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jaime A. Orozco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jaime Andres Orozco's CRS (Customer Relationship Summary).

Certified licenses

Experience

AJAX CAPITAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2008

SIE

Date: 5/29/2018

Series 7

Date: 7/25/2008

Current Firm

AJAX CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AJAX CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors