John J. Lezcano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John J Lezcano, who also goes by John John Lezcano J.r., John John Lezcano, John Lezcano, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2006. John had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2012 - November 30, 2012
CABOT LODGE SECURITIES LLC
June 21, 2012 - September 7, 2012
ALLIED BEACON PARTNERS, INC.
September 23, 2011 - April 9, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 2011 - April 9, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 29, 2007 - June 22, 2011
CITIGROUP GLOBAL MARKETS INC.
February 28, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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