Winette G. Riesenweber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Winette Gwen Riesenweber, who also goes by Winette Riesenweber, Winette Gwen Walker, was a registered financial professional .
Winette is a previously registered financial professional and started their career in finance in 2006. Winette had worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2018 - July 12, 2024
CORNERSTONE WEALTH STRATEGIES, INC.
July 24, 2015 - October 6, 2020
LPL FINANCIAL LLC
July 23, 2015 - February 13, 2025
LPL FINANCIAL LLC
April 9, 2010 - July 23, 2015
WADDELL & REED
November 29, 2006 - July 23, 2015
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORNERSTONE WEALTH STRATEGIES, INC.
CRD#: 297491 / SEC#: 801-113703
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,090 |
| AUM (Assets Under Management) | $ 1,007,243,628 |
Red Flags
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