Lindsay S. Elwood

ELWOOD & GOETZ

Athens, GA 30605

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CRD#: 5096712

Professional summary

Lindsay Shae Elwood, CFP®, who also goes by Lindsay Shae Elwood-goetz, is a registered financial advisor currently at ELWOOD & GOETZ located in Athens, Georgia.

Lindsay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Lindsay has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lindsay Shae Elwood-Goetz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsay Shae Elwood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

August 30, 2010 - Present

ELWOOD & GOETZ

Office #1: 687 S Milledge Ave, Athens, GA 30605

RIA

CRD#: 154839

Athens, GA

Past

January 1, 2007 - January 3, 2011

AMICUS FINANCIAL ADVISORS, LLC

RIA

CRD#: 131315

ATHENS, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELWOOD & GOETZ

ELWOOD & GOETZ | ELWOOD & GOETZ WEALTH ADVISORY GROUP, LLC

CRD#: 154839 / SEC#: 801-109935

RIA

Registered Investment Advisory firm - (2/8/2017 Approved)

Georgia

Registered Investment Advisory firm - (3/2/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (2/20/2017 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/30/2010)

IAR

Louisiana
(4/28/2014)

IAR

Texas
(2/1/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/2006

Uniform Investment Adviser Law Examination

Current Firm

ELWOOD & GOETZ

ELWOOD & GOETZ | ELWOOD & GOETZ WEALTH ADVISORY GROUP, LLC

CRD#: 154839 / SEC#: 801-109935

RIA

Registered Investment Advisory firm - (2/8/2017 Approved)

Georgia

Registered Investment Advisory firm - (3/2/2017 Terminated)

Louisiana

Registered Investment Advisory firm - (2/20/2017 Terminated)

Texas

Registered Investment Advisory firm - (2/17/2017 Terminated)

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Contact information

Main Address

687 S Milledge Ave, Athens, GA 30605

Mailing Address

Phone number

(706) 548-1025

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (10/31/2025)

Regulatory assets under management

Total Number of Accounts	2,954
AUM (Assets Under Management)	$ 813,016,044

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lindsay S. Elwood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsay Shae Elwood's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELWOOD & GOETZ

AMICUS FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

ELWOOD & GOETZ

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/2006

Current Firm

ELWOOD & GOETZ

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELWOOD & GOETZ

TRUST BUT VERIFY

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