Peter M. Lee

ALONGSIDE

Mill Creek, WA 98012

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CRD#: 5096608

Professional summary

Peter Michael Lee, ChFC® is a registered financial advisor currently at ALONGSIDE, LLC located in Mill Creek, Washington.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Peter has worked at 5 firms and has passed the Series 66, Series 6TO, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FIXED INSURANCE SALES POSITION: Insurance Producer NATURE: Selling/servicing fixed insurance contract(s) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/01/2020 ADDRESS: 15117 Main Street Suite 207A, Mill Creek WA 98012, United States DESCRIPTION: Selling/service fixed insurance contract(s) PLEE, LLC POSITION: Owner NATURE: LLC is established for the expenses for Inflection Wealth Management business INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2018 AD 15117 Main Street Suite 207A, Mill Creek WA 98012, United States DESCRIPTION: Payroll Management of personnel

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Michael Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

Experience

Current

June 2, 2025 - Present

ALONGSIDE, LLC

Office #1: 15117 Main St, Mill Creek, WA 98012

RIA

CRD#: 333587

Mill Creek, WA

Past

June 5, 2025 - June 26, 2025

OAKWOOD CAPITAL SECURITIES, INC.

CRD#: 21000

Mill Creek, WA

Past

June 7, 2024 - June 2, 2025

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

June 4, 2020 - June 6, 2024

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Mill Creek, WA

Past

May 15, 2020 - July 7, 2025

THRIVENT ADVISOR NETWORK, LLC

RIA

CRD#: 304569

Mill Creek, WA

Past

April 3, 2006 - June 3, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

Mill Creek, WA

Past

March 21, 2006 - June 3, 2020

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

Mill Creek, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALONGSIDE, LLC

ABIDING WEALTH PARTNERS | KEIL FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | ALONGSIDE, LLC

CRD#: 333587 / SEC#: 801-131682

RIA

Registered Investment Advisory firm - (1/15/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(6/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/1/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 6TO

Date: 6/7/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/20/2006

General Securities Representative Examination

Current Firm

ALONGSIDE, LLC

ABIDING WEALTH PARTNERS | KEIL FINANCIAL PARTNERS | INFLECTION WEALTH MANAGEMENT | ALONGSIDE, LLC

CRD#: 333587 / SEC#: 801-131682

RIA

Registered Investment Advisory firm - (1/15/2025 Approved)

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Contact information

Main Address

3711 S Mopac Expy Suite 150, Austin, TX 78746

Mailing Address

Phone number

(214) 563-1190

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALONGSIDE, LLC ADV PART 2A (5/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Peter M. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Michael Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

OAKWOOD CAPITAL SECURITIES, INC.

THRIVENT INVESTMENT MANAGEMENT INC.

PURSHE KAPLAN STERLING INVESTMENTS

THRIVENT ADVISOR NETWORK, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

ALONGSIDE, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/1/2006

Series 6TO

Date: 6/7/2024

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/20/2006

Current Firm

ALONGSIDE, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

ALONGSIDE, LLC

TRUST BUT VERIFY

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