Stephen J. Eifler

KRILOGY

St. Louis, MO 63141

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CRD#: 5096412

Professional summary

Stephen Joseph Eifler, CFP®, who also goes by Stephen Eifler, Steve Eifler, is a registered financial advisor currently at KRILOGY located in St. Louis, Missouri and SAXONY SECURITIES, INC. located in St. Louis, Missouri.

Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Stephen has worked at 9 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen Eifler | Steve Eifler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Saxony Securities, Inc; investment related; 275 N Lindbergh Blvd Suit 20, St. Louis, MO 63141; 2/3/2025; 5-10 hours; 5-10 hours; independent contractor providing variable annuity based brokerage services 2) Krilogy Financial, LLC, DBA for Investment Related Activity 3) Krilogy Financial, LLC; IR; 275 N. Lindbergh, Suite 20, St. Louis, MO 63141; Investment Advisory Business; Financial Advisor; 160 hrs/mo; Conduct advisory business through RIA. 4) Independent Insurance Agent; Various Insurance Companies; 275 N. Lindbergh, Suite 20, St. Louis, MO 63141; Not investment-related; Selling Life Insurance; 1% of Total Compensation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Eifler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

February 9, 2025 - Present

KRILOGY

Office #1: 275 N. Lindbergh Ste. 20, St. Louis, MO 63141

RIA

CRD#: 149046

St. Louis, MO

Current

February 12, 2025 - Present

SAXONY SECURITIES, INC.

Office #1: 275 N. Lindbergh Suite 20, St. Louis, MO 63141

CRD#: 115547

St. Louis, MO

Past

June 14, 2024 - February 8, 2025

OSAIC WEALTH, INC.

CRD#: 23131

CHESTERFIELD, MO

Past

November 7, 2022 - January 31, 2025

SYNTEGRA PRIVATE WEALTH GROUP LLC

RIA

CRD#: 323180

CHESTERFIELD, MO

Past

October 18, 2019 - December 31, 2022

ARBOR POINT ADVISORS

RIA

CRD#: 165127

CHESTERFIELD, MO

Past

October 18, 2019 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

CHESTERFIELD, MO

Past

July 12, 2010 - October 21, 2019

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

Chesterfield, MO

Past

December 1, 2009 - October 21, 2019

MML INVESTORS SERVICES, LLC

CRD#: 10409

Chesterfield, MO

Past

February 4, 2009 - October 19, 2009

AXCELUS FINANCIAL DISTRIBUTION COMPANY

CRD#: 38383

CHESTERFIELD, MO

Past

May 9, 2006 - February 4, 2009

VP DISTRIBUTORS LLC

CRD#: 3036

CHESTERFIELD, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KRILOGY

CRD#: 149046 / SEC#: 801-69838

RIA

Registered Investment Advisory firm - (1/12/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(2/12/2025)

Kansas
(2/12/2025)

IAR

Missouri
(2/9/2025)

Missouri
(2/25/2025)

Oklahoma
(2/12/2025)

Pennsylvania
(2/12/2025)

IAR

Texas
(2/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/23/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/8/2006

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KRILOGY

CRD#: 149046 / SEC#: 801-69838

RIA

Registered Investment Advisory firm - (1/12/2009 Approved)

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Contact information

Main Address

275 N. Lindbergh Ste. 20, St. Louis, MO 63141

Mailing Address

Phone number

(314) 884-2800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (3/31/2025)

KRILOGY FINANCIAL, LLC CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	10,780
AUM (Assets Under Management)	$ 4,954,332,013

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
02/27/2025	Cover Page	Report
10/12/2023	Cover Page	Report
01/03/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stephen J. Eifler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Joseph Eifler's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAXONY SECURITIES, INC.

OSAIC WEALTH, INC.

SYNTEGRA PRIVATE WEALTH GROUP LLC

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

AXCELUS FINANCIAL DISTRIBUTION COMPANY

VP DISTRIBUTORS LLC

Primary Firm SEC Registration

KRILOGY

State Registrations and Notice Filings

Exams

Series 66

Date: 12/23/2009

SIE

Date: 10/1/2018

Series 7

Date: 5/8/2006

FINRA

Current Firm

KRILOGY

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KRILOGY

TRUST BUT VERIFY

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