Janice L. Schweitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Lynn Schweitz, who also goes by Janice Lynn Schukei, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 2006. Janice had worked at 4 firms and has passed the SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2019 - February 3, 2021
ALLIANCE-ONE INVESTMENTS, LLC
October 18, 2012 - March 14, 2014
MSI FINANCIAL SERVICES, INC.
March 15, 2006 - December 12, 2014
NEW ENGLAND SECURITIES
March 15, 2006 - October 31, 2019
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
