Keira M. Decourcy

PARK AVENUE SECURITIES

New York, NY 10017

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CRD#: 5096256

Professional summary

Keira Marie Decourcy, who also goes by Keira M De Courcy, Keira M Decourcy, Keira Marie Decourcy-malia, Keira Decourcy-malia, Keira Marie De Courcy, Keira Marie De Courcy-malia, Keira Marie Decourcy, Keira Decourcy, Keira Marie Decourcy-malia, is a registered financial professional currently at PARK AVENUE SECURITIES LLC located in New York, New York.

Keira is registered as a RR (Registered Representative) and started their career in finance in 2007. Keira has worked at 10 firms and has passed the Series 66, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keira Marie Decourcy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2026 - Present

PARK AVENUE SECURITIES LLC

Office #1: 535 Fifth Avenue 13th Floor, New York, NY 10017

RIA

CRD#: 46173

New York, NY

Past

September 28, 2022 - March 13, 2026

OPPENHEIMER & CO. INC.

CRD#: 249

SADDLE BROOK, NJ

Past

December 20, 2021 - October 3, 2022

SW FINANCIAL

CRD#: 145012

NEW YORK, NY

Past

March 6, 2020 - June 23, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

PARAMUS, NJ

Past

January 23, 2018 - February 14, 2020

MUTUAL SECURITIES, INC.

CRD#: 13092

Parsippany, NJ

Past

September 7, 2017 - January 19, 2018

LPL FINANCIAL LLC

CRD#: 6413

PARSIPPANY, NJ

Past

April 13, 2016 - December 27, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

PARAMUS, NJ

Past

April 13, 2016 - December 27, 2016

LPL FINANCIAL LLC

CRD#: 6413

PARAMUS, NJ

Past

September 5, 2013 - November 10, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SADDLE BROOK, NJ

Past

September 5, 2013 - November 10, 2015

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SADDLE BROOK, NJ

Past

March 14, 2012 - September 3, 2013

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

MILLBURN, NJ

Past

March 14, 2012 - September 3, 2013

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

MILLBURN, NJ

Past

October 23, 2009 - March 5, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

UPPER MONTCLAIR, NJ

Past

October 23, 2009 - March 5, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

UPPER MONTCLAIR, NJ

Past

December 5, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

GLEN ROCK, NJ

Past

January 18, 2007 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

GLEN ROCK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(4/8/2026)

Connecticut
(4/8/2026)

Florida
(4/8/2026)

New Jersey
(4/8/2026)

New York
(4/8/2026)

Pennsylvania
(4/8/2026)

Texas
(4/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 99TO

Date: 8/15/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

CRD#: 46173 / SEC#: 801-58108, 8-51324

RIA

Registered Investment Advisory firm - SEC (11/13/2000 Approved)

District of Columbia

Registered Investment Advisory firm - SEC (1/2/2002 Terminated)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

10 Hudson Yards, New York, NY 10001

Mailing Address

10 Hudson Yards, New York, NY 10001

Phone number

+1 (888) 600-4667

Established

Delaware since 08/20/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,984

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PARK AVENUE SIGNATURE PORTFOLIO (1/2/2026)

VESTWISE (1/2/2026)

PARK AVENUE UMA/SMA SELECT AND STRATEGIST SELECT/STRATEGIST SELECT PLUS (1/2/2026)

PAS FORM ADV REVISED FIRM BROCHURE (1/2/2026)

Direct owners and executive officers

Name	Position	CRD#
THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA	OWNER
BOGGS, ALLEN WARREN	HEAD OF PRODUCT & SUPERVISION	4751363
CASWELL, MARIANNE GRACE	PRESIDENT AND ELECTED MEMBER	6424651
DAVARASHVILI, KATE	FINOP/PRINCIPAL FINANCIAL OFFICER.	5642325
DESROCHERS, CARL	ELECTED MEMBER	7807194
GALLO, JOSEPH MICHAEL	CHIEF COMPLIANCE OFFICER	3108044
HERGAN, JOSHUA NEIL	GENERAL COUNSEL	4572643
LESINA, LEYLA ADA	ELECTED MEMBER	3004323
MAHER, CARLY PRITCHARD	HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS	4003223
PERRY, MICHAEL ANDREW	ELECTED MEMBER	2688179
RYNIKER, MICHAEL JOHN	PRINCIPAL OPERATIONS OFFICER	2474604

Regulatory assets under management

Total Number of Accounts	71,074
AUM (Assets Under Management)	$ 14,998,852,974

Disclosures

Regulatory Event	20
Arbitration	3

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/25/2025	Cover Page	Report
01/22/2025	Cover Page	Report
11/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Keira M. Decourcy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Keira Marie Decourcy's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

SW FINANCIAL

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MUTUAL SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2008

Series 99TO

Date: 8/15/2023

SIE

Date: 10/1/2018

Series 7

Date: 1/17/2007

FINRA

Current Firm

PARK AVENUE SECURITIES LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PARK AVENUE SECURITIES LLC

TRUST BUT VERIFY

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