Shannon J. Webb

WEBB FINANCIAL GROUP

Mission Viejo, CA 92691

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CRD#: 5096053

Professional summary

Shannon J Webb, who also goes by Shannon Jeremy Webb, Shannon Webb, is a registered financial advisor currently at WEBB FINANCIAL GROUP located in Mission Viejo, California.

Shannon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Shannon has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shannon Jeremy Webb | Shannon Webb

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon J Webb's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2018 - Present

WEBB FINANCIAL GROUP

Office #1: 26050 Acero, Mission Viejo, CA 92691

RIA

CRD#: 291638

Mission Viejo, CA

Past

May 30, 2013 - May 21, 2018

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

MISSION VIEJO, CA

Past

May 23, 2013 - May 21, 2018

FSC SECURITIES CORPORATION

CRD#: 7461

MISSION VIEJO, CA

Past

September 22, 2010 - June 18, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

COSTA MESA, CA

Past

September 21, 2010 - June 18, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

COSTA MESA, CA

Past

May 22, 2006 - September 27, 2010

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

COSTA MESA, CA

Past

April 5, 2006 - September 27, 2010

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

COSTA MESA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/19/2018)

IAR

Texas
(3/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/19/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/21/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/4/2006

General Securities Representative Examination

Current Firm

WEBB FINANCIAL GROUP

WEBB FINANCIAL GROUP | WEBB, SHANNON, JEREMY | WEBB FINANCIAL GROUP LLC

CRD#: 291638 / SEC#:

California

Registered Investment Advisory firm - (1/19/2018 Approved)

Louisiana

Registered Investment Advisory firm - (11/23/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/28/2022 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

26050 Acero, Mission Viejo, CA 92691

Mailing Address

Phone number

(949) 328-4210

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	422
AUM (Assets Under Management)	$ 84,251,549

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shannon J. Webb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shannon J Webb's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEBB FINANCIAL GROUP

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/19/2006

SIE

Date: 5/21/2018

Series 7

Date: 4/4/2006

Current Firm

WEBB FINANCIAL GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEBB FINANCIAL GROUP

TRUST BUT VERIFY

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