Ruth D. Goldstein

MAIN STREET FINANCIAL GROUP LLC

ATLANTA, GA 30329

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CRD#: 5096037

Professional summary

Ruth Denise Goldstein, CFP®, who also goes by Ruth D Goldstein, is a registered financial advisor currently at MAIN STREET FINANCIAL GROUP LLC located in Atlanta, Georgia.

Ruth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Ruth has worked at 14 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ruth D Goldstein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Mainstreet Financial Advisory Group; Investment-related; 1274 Kittredge Court, Atlanta, GA 30329; Insurance agency; President; 03/2010; Approx. 20 hours/month; Approx. 5 hours/month during trading hours; Discuss insurance as a strategy for mitigating risk in a client income plan, host retirement seminars and client events, etc. 2) Ruth Goldstein; Investment-related; 1274 Kittredge Court, Atlanta, GA 30329; Insurance agency; Licensed insurance agent; 03/2010; Approx. 20 hours/month as President of Mainstreet Insurance Group; Approx. 5 hours/month during trading hours as President of Mainstreet Financial Group, LLC; Discuss insurance as a strategy for mitigating risk in a client income plan, host retirement seminars and client events, etc. 3) Mainstreet Financial Education, Inc.; Not investment-related; 1274 Kittredge Court, Atlanta, GA 30329; Financial literacy workshops and seminars; Director; 01/2020; Approx. 10 hours/month; Approx. 4 hours/month during trading hours; Provide seminars and workshops for individuals that cover retirement, investment, college funding, social security benefits, and Medicare insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ruth Denise Goldstein's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

March 6, 2025 - Present

MAIN STREET FINANCIAL GROUP LLC

Office #1: 1274 Kittredge Ct, Atlanta, GA 30329

RIA

CRD#: 334392

ATLANTA, GA

Past

September 30, 2020 - March 24, 2025

ADVISORY ALPHA, LLC

RIA

CRD#: 158282

Atlanta, GA

Past

February 20, 2018 - September 30, 2020

PLANNERS ALLIANCE

RIA

CRD#: 290575

Atlanta, GA

Past

October 13, 2015 - February 27, 2018

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Atlanta, GA

Past

December 14, 2012 - November 3, 2015

DEMPSEY LORD SMITH, LLC

RIA

CRD#: 141238

ATLANTA, GA

Past

November 13, 2012 - November 3, 2015

DEMPSEY LORD SMITH, LLC

CRD#: 141238

ATLANTA, GA

Past

July 12, 2012 - November 14, 2012

PEAK WEALTH GROUP LLC

RIA

CRD#: 150003

SNELLVILLE, GA

Past

June 7, 2012 - November 14, 2012

PEAK BROKERAGE SERVICES, LLC

CRD#: 157045

JUPITER, FL

Past

May 24, 2011 - December 7, 2011

MARYLAND FINANCIAL GROUP, INC.

RIA

CRD#: 122320

ROCKVILLE, MD

Past

April 4, 2011 - December 14, 2011

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

September 23, 2010 - February 4, 2011

FINANCIAL ADVISERS OF AMERICA, LLC

CRD#: 142170

CARLSBAD, CA

Past

February 8, 2010 - August 30, 2010

DEMPSEY LORD SMITH, LLC

CRD#: 141238

ROME, GA

Past

July 23, 2009 - December 2, 2009

CAPE SECURITIES INC.

CRD#: 7072

MCDONOUGH, GA

Past

November 6, 2007 - June 17, 2009

THE STRATEGIC FINANCIAL ALLIANCE, INC.

RIA

CRD#: 126514

ATLANTA, GA

Past

November 6, 2007 - June 17, 2009

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

ATLANTA, GA

Past

July 24, 2007 - October 29, 2007

CETERA ADVISORS LLC

RIA

CRD#: 10299

ATLANTA, GA

Past

July 3, 2007 - October 29, 2007

CETERA ADVISORS LLC

CRD#: 10299

ATLANTA, GA

Past

June 14, 2006 - June 11, 2007

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

ATLANTA, GA

Past

May 26, 2006 - June 11, 2007

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(3/6/2025)

IAR

Texas
(6/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/8/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/3/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/25/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/9/2009

General Securities Principal Examination

Current Firm

MAIN STREET FINANCIAL GROUP LLC

CRD#: 334392 / SEC#:

Georgia

Registered Investment Advisory firm - (3/6/2025 Approved)

Texas

Registered Investment Advisory firm - (6/17/2025 Conditional Restricted)

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Contact information

Main Address

1274 Kittredge Ct, Atlanta, GA 30329

Mailing Address

Phone number

(678) 436-8760

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	135
AUM (Assets Under Management)	$ 17,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ruth D. Goldstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ruth Denise Goldstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORY ALPHA, LLC

PLANNERS ALLIANCE

ALPHASTAR CAPITAL MANAGEMENT

DEMPSEY LORD SMITH, LLC

DEMPSEY LORD SMITH, LLC

PEAK WEALTH GROUP LLC

PEAK BROKERAGE SERVICES, LLC

MARYLAND FINANCIAL GROUP, INC.

FSC SECURITIES CORPORATION

FINANCIAL ADVISERS OF AMERICA, LLC

DEMPSEY LORD SMITH, LLC

CAPE SECURITIES INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CETERA ADVISORS LLC

CETERA ADVISORS LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/8/2006

SIE

Date: 11/3/2015

Series 7

Date: 5/25/2006

Series 24

Date: 9/9/2009

Current Firm

MAIN STREET FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MAIN STREET FINANCIAL GROUP LLC

TRUST BUT VERIFY

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