Ruth D. Goldstein
Professional summary
Ruth Denise Goldstein, CFP®, who also goes by Ruth D Goldstein, is a registered financial advisor currently at MAIN STREET FINANCIAL GROUP LLC located in Atlanta, Georgia.
Ruth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Ruth has worked at 14 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ruth Denise Goldstein's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
March 6, 2025 - Present
MAIN STREET FINANCIAL GROUP LLC
Office #1: 1274 Kittredge Ct, Atlanta, GA 30329September 30, 2020 - March 24, 2025
ADVISORY ALPHA, LLC
February 20, 2018 - September 30, 2020
PLANNERS ALLIANCE
October 13, 2015 - February 27, 2018
ALPHASTAR CAPITAL MANAGEMENT
December 14, 2012 - November 3, 2015
DEMPSEY LORD SMITH, LLC
November 13, 2012 - November 3, 2015
DEMPSEY LORD SMITH, LLC
July 12, 2012 - November 14, 2012
PEAK WEALTH GROUP LLC
June 7, 2012 - November 14, 2012
PEAK BROKERAGE SERVICES, LLC
May 24, 2011 - December 7, 2011
MARYLAND FINANCIAL GROUP, INC.
April 4, 2011 - December 14, 2011
FSC SECURITIES CORPORATION
September 23, 2010 - February 4, 2011
FINANCIAL ADVISERS OF AMERICA, LLC
February 8, 2010 - August 30, 2010
DEMPSEY LORD SMITH, LLC
July 23, 2009 - December 2, 2009
CAPE SECURITIES INC.
November 6, 2007 - June 17, 2009
THE STRATEGIC FINANCIAL ALLIANCE, INC.
November 6, 2007 - June 17, 2009
THE STRATEGIC FINANCIAL ALLIANCE, INC.
July 24, 2007 - October 29, 2007
CETERA ADVISORS LLC
July 3, 2007 - October 29, 2007
CETERA ADVISORS LLC
June 14, 2006 - June 11, 2007
UBS FINANCIAL SERVICES INC.
May 26, 2006 - June 11, 2007
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/6/2025)
(6/17/2025)
Exams
Current Firm
MAIN STREET FINANCIAL GROUP LLC
CRD#: 334392 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 135 |
| AUM (Assets Under Management) | $ 17,300,000 |
Red Flags
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