Paul Younes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Younes was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2006. Paul had worked at 6 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2022 - October 18, 2024
LOOP CAPITAL MARKETS LLC
May 18, 2018 - June 2, 2022
FUNDS DISTRIBUTOR, LLC
September 29, 2017 - April 6, 2018
AMUNDI DISTRIBUTOR US, INC.
April 18, 2016 - September 29, 2017
AMUNDI DISTRIBUTORS USA, LLC
June 3, 2010 - July 15, 2014
SG AMERICAS SECURITIES, LLC
April 17, 2006 - May 13, 2010
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
