Christopher S. Hughes

BURTON ENRIGHT WELCH

Walnut Creek, CA 94596

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CRD#: 5095941

Professional summary

Christopher Stephen Hughes, CFP® is a registered financial advisor currently at BURTON ENRIGHT WELCH located in Walnut Creek, California.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Christopher has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

What are your service offerings?

Insurance Planning

Investment Planning

Comprehensive Financial Planni...

Retirement Planning

Tax Planning

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Stephen Hughes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

November 20, 2020 - Present

BURTON ENRIGHT WELCH

Office #1: 1850 Mt. Diablo Boulevard Suite 335, Walnut Creek, CA 94596

RIA

CRD#: 118376

Walnut Creek, CA

Past

February 4, 2011 - December 4, 2020

DEL MONTE GROUP, LLC

RIA

CRD#: 106669

ALAMO, CA

Past

June 20, 2006 - October 31, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

WALNUT CREEK, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BURTON ENRIGHT WELCH

BURTON ENRIGHT WELCH | BURTON/ENRIGHT GROUP

CRD#: 118376 / SEC#: 801-68890

RIA

Registered Investment Advisory firm - (3/11/2008 Approved)

California

Registered Investment Advisory firm - (3/11/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/20/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/3/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/15/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/4/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BURTON ENRIGHT WELCH

BURTON ENRIGHT WELCH | BURTON/ENRIGHT GROUP

CRD#: 118376 / SEC#: 801-68890

RIA

Registered Investment Advisory firm - (3/11/2008 Approved)

California

Registered Investment Advisory firm - (3/11/2008 Terminated)

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Contact information

Main Address

1850 Mt. Diablo Boulevard Suite 335, Walnut Creek, CA 94596

Mailing Address

Phone number

(925) 932-8010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BURTON ENRIGHT WELCH FORM ADV PART 2A - FEBRUARY 2025 (2/19/2025)

Regulatory assets under management

Total Number of Accounts	644
AUM (Assets Under Management)	$ 1,245,864,655

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Christopher S. Hughes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Stephen Hughes's CRS (Customer Relationship Summary).

Certified licenses

Experience

BURTON ENRIGHT WELCH

DEL MONTE GROUP, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

BURTON ENRIGHT WELCH

State Registrations and Notice Filings

Exams

Series 65

Date: 2/3/2011

Series 63

Date: 6/15/2006

Series 6

Date: 5/4/2006

Current Firm

BURTON ENRIGHT WELCH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BURTON ENRIGHT WELCH

TRUST BUT VERIFY

Contact information

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