Julie A. Hupp

VERTEX PARTNERS

Downers Grove, IL 60515

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CRD#: 5095745

Professional summary

Julie Ann Hupp, CFP®, who also goes by Julie Thompson Hupp, Julie Hupp, Julie Ann Thompson, is a registered financial advisor currently at VERTEX PARTNERS located in Downers Grove, Illinois.

Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Julie has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julie Thompson Hupp | Julie Hupp | Julie Ann Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

11/14/2014 - NO BUSINESS NAME - INV REL - s7626 Walleye Lane Merrimac WI 53561 - REAL ESTATE RENTAL - START 12/01/2014 - 2 HOURS PER MONTH/0 HOURS DURING TRADING - MERRIMAC, WI. 03/02/2017 - Gman Boulder Rental - Investment Related - Home Based - Real Estate Rental - Started 01/01/2017 - 2 Hours Per Month/0 Hours During Securities Trading. 9/18/2017 - Lake Forest Graduate School of Management - Not Investment Related - 1905 W. Field Court, Lake Forest, IL 60045 - Other-Teaching - Started 09/06/2017 - 610 Hours Per Month/0 Hours During Securities Trading - Faculty at Lake Forest Graduate School of Business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Ann Hupp's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

May 13, 2022 - Present

VERTEX PARTNERS

Office #1: 3000 Woodcreek Drive Suite 100, Downers Grove, IL 60515

RIA

CRD#: 316839

Downers Grove, IL

Past

December 8, 2021 - April 29, 2022

HIGHPOINT PLANNING PARTNERS

RIA

CRD#: 316636

GRAYSLAKE, IL

Past

June 2, 2014 - December 31, 2021

HIGHPOINT PLANNING PARTNERS

RIA

CRD#: 163768

GRAYSLAKE, IL

Past

May 30, 2014 - January 8, 2018

LPL FINANCIAL LLC

CRD#: 6413

GRAYSLAKE, IL

Past

July 7, 2006 - June 12, 2014

WADDELL & REED

RIA

CRD#: 866

SCHAUMBURG, IL

Past

July 7, 2006 - June 12, 2014

WADDELL & REED

CRD#: 866

SCHAUMBURG, IL

Past

March 29, 2006 - June 13, 2006

WATERSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 10078

BOSTON, MA

Past

March 8, 2006 - June 13, 2006

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERTEX PARTNERS

VERTEX PARTNERS | VERTEX PLANNING PARTNERS, LLC

CRD#: 316839 / SEC#: 801-122980

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/13/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/22/2006

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/8/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/7/2006

General Securities Representative Examination

Current Firm

VERTEX PARTNERS

VERTEX PARTNERS | VERTEX PLANNING PARTNERS, LLC

CRD#: 316839 / SEC#: 801-122980

RIA

Registered Investment Advisory firm - (1/3/2022 Approved)

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Contact information

Main Address

3000 Woodcreek Drive Suite 100, Downers Grove, IL 60515

Mailing Address

Phone number

(630) 836-3300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE FOR VERTEX PARTNERS (2/26/2025)

DISCLOSURE BROCHURE FOR VERTEX PARTNERS (2/26/2025)

Regulatory assets under management

Total Number of Accounts	2,374
AUM (Assets Under Management)	$ 827,936,305

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Julie A. Hupp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Ann Hupp's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHPOINT PLANNING PARTNERS

HIGHPOINT PLANNING PARTNERS

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

Primary Firm SEC Registration

VERTEX PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/22/2006

SIE

Date: 1/8/2018

Series 7

Date: 3/7/2006

Current Firm

VERTEX PARTNERS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERTEX PARTNERS

TRUST BUT VERIFY

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