SK
Simon F. Keogh
CONTINUUM ADVISORY
Bentonville, AR 72712
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CRD#: 5095468
SK
Professional summary
Simon F Keogh, who also goes by Simon Keogh, is a registered financial advisor currently at CONTINUUM ADVISORY, LLC located in Bentonville, Arkansas.
Simon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Simon has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Simon Keogh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) American Financial Management; Investment related; 1913 N Walton Blvd, Bentonville, AR 72712; DBA for IAR and BD activities; employee; 10/2005; 160 hrs/mo; 120 hrs/mo during trading; IAR and B/D related activities 2) Village Insurance Inc DBA of American Financial Management; Investment Related; 1913 N Walton Blvd, Bentonville, AR 72712 ; Insurance; Agent ; 10/2005; 5-10 hrs/mo; 1 hr/mo during trading; life and fixed annuities
CRS (Client Relationship Summary) - RIA
Click below to view Simon F Keogh's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 12, 2017 - Present
CONTINUUM ADVISORY, LLC
Office #1: 1913 N. Walton Blvd. Suite 1, Bentonville, AR 72712RIA
CRD#: 283155
Bentonville, AR
Past
August 23, 2024 - August 20, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
Bentonville, AR
Past
December 12, 2017 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Bentonville, AR
Past
May 13, 2016 - December 22, 2017
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
BENTONVILLE, AR
Past
May 13, 2016 - December 22, 2017
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BENTONVILLE, AR
Past
September 4, 2009 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
BENTONVILLE, AR
Past
September 4, 2009 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
BENTONVILLE, AR
Past
April 15, 2008 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
RIA
CRD#: 3600
BENTONVILLE, AR
Past
March 6, 2006 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
BENTONVILLE, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CONTINUUM ADVISORY, LLC
3 FINANCIAL GROUP | WEALTH MANAGEMENT ASSOCIATES OF COLORADO | WEALTH MANAGEMENT ASSOCIATES - DANVILLE, CA | WEALTH MANAGEMENT ASSOCIATES - BOZEMAN, MT | WEALTH MANAGEMENT ASSOCIATES | TRANSITIONAL WEALTH STRATEGIES | THOMANN FINANCIAL SERVICES | SUCCESSFUL EQUITY MANAGEMENT | RASSLER FINANCIAL | RANDALL FINANCIAL | PACIFIC FINANCIAL GROUP | NAST GROUP FINANCIAL | MOSAIC FINANCIAL GROUP | MCCARTIN FINANCIAL SERVICES | LENTINI FINANCIAL ADVISORY | KELLY FINANCIAL ADVISORS, LLC | HANOVER FINANCIAL GROUP | HANOVER FINANCIAL - NY, NY | HANOVER FINANCIAL - BOZEMAN, MT | CONTINUUM ADVISORY, LLC | CLARK STREET FINANCIAL | BODE FINANCIAL CONSULTING, LLC | ATHENABLE INVESTMENT STRATEGIES | AMERICAN FINANCIAL MANAGEMENT
CRD#: 283155 / SEC#: 801-107439
RIA
Registered Investment Advisory firm - (3/30/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(8/28/2024)
IAR
California(12/12/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CA
CONTINUUM ADVISORY, LLC
3 FINANCIAL GROUP | WEALTH MANAGEMENT ASSOCIATES OF COLORADO | WEALTH MANAGEMENT ASSOCIATES - DANVILLE, CA | WEALTH MANAGEMENT ASSOCIATES - BOZEMAN, MT | WEALTH MANAGEMENT ASSOCIATES | TRANSITIONAL WEALTH STRATEGIES | THOMANN FINANCIAL SERVICES | SUCCESSFUL EQUITY MANAGEMENT | RASSLER FINANCIAL | RANDALL FINANCIAL | PACIFIC FINANCIAL GROUP | NAST GROUP FINANCIAL | MOSAIC FINANCIAL GROUP | MCCARTIN FINANCIAL SERVICES | LENTINI FINANCIAL ADVISORY | KELLY FINANCIAL ADVISORS, LLC | HANOVER FINANCIAL GROUP | HANOVER FINANCIAL - NY, NY | HANOVER FINANCIAL - BOZEMAN, MT | CONTINUUM ADVISORY, LLC | CLARK STREET FINANCIAL | BODE FINANCIAL CONSULTING, LLC | ATHENABLE INVESTMENT STRATEGIES | AMERICAN FINANCIAL MANAGEMENT
CRD#: 283155 / SEC#: 801-107439
RIA
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Contact information
Main Address
873 E. State Street, Eagle, ID 83616
Mailing Address
Phone number
(208) 417-1933
Established
Firm type
Fiscal year end
# of Employees
69
SEC notice filing (38 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,852 |
| AUM (Assets Under Management) | $ 1,417,081,752 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONTINUUM ADVISORY, LLC
CRD#: 283155Bentonville, AR 72712TRUST BUT VERIFY
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