AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
JC

Justin L. Cairns

CAPITAL WEALTH ALLIANCE
Scottsdale, AZ 85255
Some features on this profile are disabled
CRD#: 5095440
JC

Professional summary


Justin Laurence Cairns, AIF®, ChFC®, CLU® is a registered financial advisor currently at CAPITAL WEALTH ALLIANCE, LLC located in Scottsdale, Arizona and KINGSWOOD CAPITAL PARTNERS, LLC located in Scottsdate, Arizona.

Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Justin has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Capital Wealth Insurance LLC - No - 17015 N Scottsdale Rd Ste 250 Scottsdale AZ 85255 - Insurance - Agent - 10/2/18 - 5hrs/mo - 5hrs/mo during trading hrs - Insurance agent 2) Capital Welath Alliance LLC - Yes - 17015 N Scottsdale Rd Ste 250 Scottsdale AZ 85255 - RIA - Advisor - 10/2/18 - 120hrs/mo - 120hrs/mo during trading hrs - Investment advisor 3) Next Chapter Advisory Group - No - 17015 N Scottsdale Rd Ste 250 Scottsdale AZ 85255 - Operating company/DBA - Owner - 5hrs/mo - 0hrs/mo during trading hrs - DBA 4)Restore Financial, LLC - not investment related - 6214 E Pershing Ave Scottsdale, AZ 85254 - debt repair referral affiliate for M Powering America - 1/6/2023 - less than 5 hours - 2 hours - refer individuals with unsecured debt to specialists at M Powering America and receive referral compensation if they sign up to get debt repair

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Justin Laurence Cairns's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Experience


Current

October 1, 2018 - Present

CAPITAL WEALTH ALLIANCE, LLC

Office #1: 17015 North Scottsdale Road Suite 250, Scottsdale, AZ 85255
RIA
CRD#: 298257
Scottsdale, AZ
Current

October 1, 2018 - Present

KINGSWOOD CAPITAL PARTNERS, LLC

Office #1: 17015 N. Scottsdale Road Suite 250, Scottsdate, AZ 85255
BD
CRD#: 288898
Scottsdate, AZ
Past

January 29, 2015 - October 2, 2018

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
SCOTTSDALE, AZ
Past

March 10, 2010 - March 12, 2010

RAYMOND JAMES & ASSOCIATES, INC.

RIA
CRD#: 705
SCOTTSDALE, AZ
Past

November 11, 2009 - October 2, 2018

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
SCOTTSDALE, AZ
Past

August 9, 2006 - November 3, 2009

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
PHOENIX, AZ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAPITAL WEALTH ALLIANCE, LLC
CAPITAL WEALTH ALLIANCE | TDC FINANCIAL, LLC | NEXT CHAPTER ADVISORY GROUP, LLC | CAPITAL WEALTH ALLIANCE, LLC

CRD#: 298257 / SEC#: 801-113992

RIA
Registered Investment Advisory firm - (9/13/2018 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(10/1/2018)
IAR
Arizona
(10/3/2018)
RR
California
(12/6/2022)
RR
Florida
(10/2/2018)
RR
Nevada
(11/30/2021)
IAR
Texas
(10/1/2018)
RR
Texas
(10/2/2018)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/23/2010
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CW
CAPITAL WEALTH ALLIANCE, LLC
CAPITAL WEALTH ALLIANCE | TDC FINANCIAL, LLC | NEXT CHAPTER ADVISORY GROUP, LLC | CAPITAL WEALTH ALLIANCE, LLC

CRD#: 298257 / SEC#: 801-113992

RIA
Registered Investment Advisory firm - (9/13/2018 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
17015 North Scottsdale Road Suite 250, Scottsdale, AZ 85255
Mailing Address
Phone number
(480) 948-7590
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (12 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAPITAL WEALTH ALLIANCE LLC ADV PART 2A (3/5/2025)

Regulatory assets under management


Total Number of Accounts881
AUM (Assets Under Management)$ 220,462,774

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CAPITAL WEALTH ALLIANCE, LLC

CRD#: 298257Scottsdale, AZ 85255

TRUST BUT VERIFY

Monitor Justin Cairns

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Joseph A Di Vito JR
Joseph Di VitoAdvisorCheck Check Mark
RBC CAPITAL MARKETS, LLC
IAR
RR
Scottsdale, AZ
Luke Kacer
Luke KacerAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Tucson, AZ
Timothy Christopher Hughes
Timothy HughesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Scottsdale, AZ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics