Steven D. Frueh

SONNET

Spring, TX 77388

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CRD#: 5095396

Professional summary

Steven David Frueh, who also goes by Steven D Fruck, Steven D Frueh, is a registered financial advisor currently at SONNET, LLC located in Spring, Texas and WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC located in Spring, Texas.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Steven has worked at 7 firms and has passed the Series 66, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Steven D Fruck | Steven D Frueh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. WEALTH MANAGEMENT INVESTMENT ADVISORS - RIA - OWNER. FINANCIAL PLANNING AND CONSULTING. SOLICITATION FEES. 2. Sonnet, LLC - RIA - Owner - Portfolio Management Services 3. Galmont, LLC - Managing Member - Receives Member draws from WMAF - approximately 2 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven David Frueh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2018 - Present

SONNET, LLC

Office #1: 18935 I-45 North, Spring, TX 77388

RIA

CRD#: 282882

Spring, TX

Current

January 10, 2018 - Present

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

Office #1: 18935 I-45 North, Spring, TX 77389

RIA

CRD#: 170852

SPRING, TX

Past

February 3, 2017 - December 31, 2017

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

RIA

CRD#: 170852

SPRING, TX

Past

February 3, 2017 - December 31, 2017

SONNET, LLC

RIA

CRD#: 282882

SPRING, TX

Past

April 4, 2016 - December 31, 2016

SONNET, LLC

RIA

CRD#: 282882

SPRING, TX

Past

October 16, 2014 - December 31, 2016

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

RIA

CRD#: 170852

SPRING, TX

Past

November 25, 2013 - July 2, 2015

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

SPRING, TX

Past

April 18, 2012 - October 5, 2012

CONCORDE INVESTMENT SERVICES, LLC

CRD#: 151604

SPRING, TX

Past

February 22, 2008 - December 31, 2013

ONYX WEALTH ADVISORS, INC.

RIA

CRD#: 119558

DALLAS, TX

Past

January 23, 2008 - April 19, 2012

CAMBRIDGE LEGACY SECURITIES L.L.C.

CRD#: 103722

SPRING, TX

Past

July 19, 2007 - January 22, 2008

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

HOUSTON, TX

Past

July 2, 2007 - January 22, 2008

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

HOUSTON, TX

Past

April 21, 2006 - June 28, 2007

CAMBRIDGE LEGACY SECURITIES L.L.C.

CRD#: 103722

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SONNET, LLC

CRD#: 282882 / SEC#: 801-133807

RIA

Registered Investment Advisory firm - (7/3/2025 Approved)

Texas

Registered Investment Advisory firm - (7/7/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/20/2006

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 8/1/2007

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/18/2006

General Securities Principal Examination

Current Firm

SONNET, LLC

CRD#: 282882 / SEC#: 801-133807

RIA

Registered Investment Advisory firm - (7/3/2025 Approved)

Texas

Registered Investment Advisory firm - (7/7/2025 Terminated)

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Contact information

Main Address

18935 I-45 North, Spring, TX 77388

Mailing Address

Phone number

(281) 404-4346

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A/B (6/3/2025)

Regulatory assets under management

Total Number of Accounts	389
AUM (Assets Under Management)	$ 117,547,409

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven D. Frueh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven David Frueh's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

SONNET, LLC

SONNET, LLC

WEALTH MANAGEMENT INVESTMENT ADVISORS, LLC

REGAL INVESTMENT ADVISORS LLC

CONCORDE INVESTMENT SERVICES, LLC

ONYX WEALTH ADVISORS, INC.

CAMBRIDGE LEGACY SECURITIES L.L.C.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

CAMBRIDGE LEGACY SECURITIES L.L.C.

Primary Firm SEC Registration

SONNET, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2006

Series 7

Date: 4/20/2006

Series 51

Date: 8/1/2007

Series 24

Date: 5/18/2006

Current Firm

SONNET, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SONNET, LLC

TRUST BUT VERIFY

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