Jill A. Graziano

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CRD#: 5095004

Professional summary

Jill A Graziano was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jill is a previously registered financial professional and started their career in finance in 2008. Prior to being barred, Jill had worked at 1 firm, which includes U.S. WEALTH ADVISORS LLC..

Question & Answer

Are you a "fiduciary"?

Aliases

Jill Graziano | Jill Anne Hender

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 24, 2008 - October 15, 2008

U.S. WEALTH ADVISORS, LLC.

CRD#: 126924

BRAINTREE, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 6

Date: 3/21/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

U.S. WEALTH ADVISORS, LLC.

MDP FINANCIAL SERVICES, LLC | U.S. WEALTH ADVISORS, LLC.

CRD#: 126924 / SEC#: , 8-65927

Terminated by SEC on 07/28/2009

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 09/26/2002

Firm type

Limited Liability Company

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
U.S. WEALTH MANAGEMENT, LLC	HOLDING COMPANY
BERKLEY, MICHAEL EVAN	CO-CHIEF COMPLIANCE OFFICER	4571279
CLARKE, GEORGE THOMAS	FINOP	4177313
MCCARRON, JAMES DENNIS	PRESIDENT, MA PRINCIPAL AND CO-CHIEF COMPLIANCE OFFICER	1529256

Red Flags

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Jill A. Graziano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

U.S. WEALTH ADVISORS, LLC.

State Registrations and Notice Filings

Exams

Series 6

Date: 3/21/2008

Current Firm

U.S. WEALTH ADVISORS, LLC.

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

U.S. WEALTH ADVISORS, LLC.

TRUST BUT VERIFY

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