Lamar Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lamar Lewis, who also goes by Lance Lewis, was a registered financial professional .
Lamar is a previously registered financial professional and started their career in finance in 2008. Lamar had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 16, 2012 - March 22, 2013
JOHN THOMAS FINANCIAL
August 17, 2011 - November 16, 2012
ROCKWELL SECURITIES LLC
May 30, 2011 - August 16, 2011
CHARLES MORGAN SECURITIES, INC.
September 27, 2010 - May 27, 2011
JOHN CARRIS INVESTMENTS LLC
July 7, 2010 - September 28, 2010
SEABOARD SECURITIES, INC.
September 22, 2009 - July 14, 2010
J.H. DARBIE & CO., INC.
November 19, 2008 - September 14, 2009
JHS CAPITAL ADVISORS, LLC
July 25, 2008 - November 18, 2008
E1 ASSET MANAGEMENT, INC.
May 1, 2008 - July 23, 2008
PHD CAPITAL
April 4, 2008 - April 30, 2008
E1 ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOHN THOMAS FINANCIAL
CRD#: 40982 / SEC#: , 8-49254
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CASTELLANO, JOSEPH LOUIS | CHIEF COMPLIANCE OFFICER | 1158479 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
