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Michael Wayne Preble

Bradenton, FL
·CRD# 5094612·20 years experience

Professional Summary

Michael Wayne Preble was a registered financial advisor. Michael was registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Michael had worked at 7 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

Unknown Firm·
Bradenton, FL
October 2, 2026 - Present
CAMARGO CAPITAL, LLC·CRD# 170700
RIA
Phoenix, AZ
April 11, 2014 - December 31, 2017
CUE FINANCIAL GROUP, INC.·CRD# 21033
RIA
Phoenix, AZ
April 11, 2012 - August 11, 2014
FOOTHILL SECURITIES, INC.·CRD# 1027
BD
Phoenix, AZ
April 10, 2012 - December 31, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Phoenix, AZ
October 30, 2008 - April 10, 2012
WAMU INVESTMENTS, INC.·CRD# 599
BD
Scottsdale, AZ
August 2, 2007 - November 3, 2008
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Rosemont, IL
May 19, 2006 - June 26, 2007

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OBA #1: Private Fund Managing Partner Business Name: Hestia Holdings, LLC Business Address: 400 N Ashley Dr., Suite 3100, Tampa, FL 33602 Position/Title: Managing Partner Relationship to Business: Partner Compensation: Management Fee - Ended Jan 2026, carried interest Investment-Related: Yes Description of Activities: Managing Partner of a private fund that was exempt from state investment adviser registration under Florida's de minimis exemption (pre-2024: ≤15 clients; post-2024: ≤6 Florida residents). All fund investors are accredited investors. The fund raised $20M in capital and has fully deployed all investments. Received annual management fees through January 2026, and continue to receive carried interest from fund exits. Current role is limited to managing exits and distributions on behalf of the fund. No outside investment advisory services provided to third parties. Fund operates under private fund adviser exemption with all accredited investors. Start Date: Oct 2020 End Date: Current OBA #2: Angel Group Due Diligence Consultant Business Name: Bridge Angel Investors Business Address: Sarasota, FL Position/Title: Due Diligence Consultant / Independent Contractor Relationship to Business: Independent Contractor Compensation: Yes (paid directly for due diligence services) Investment-Related: Yes Description of Activities: Providing due diligence services only for a local angel investment group. Compensation received directly from the angel group for due diligence work on screened and potential investment opportunities. Services are limited to business and financial due diligence reviews. No investment advice is provided to the angel group or its members. No discretionary authority over client investments. No holding out as an investment adviser. This activity will transition to a contract with my new RIA firm, Whitehall Row Advisory, LLC, in July 2026

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(10/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2026About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Jul 2006About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2014About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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