Heather D. Mcclain
Professional summary
Heather Dawn Jacroux Mcclain, CFP®, who also goes by Heather Dawn Jacroux, is a registered financial advisor currently at PROSPERA CAPITAL MANAGEMENT, LLC located in Gilbert, Arizona.
Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Heather has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Heather Dawn Jacroux Mcclain's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2026 - Present
PROSPERA CAPITAL MANAGEMENT, LLC
August 27, 2014 - March 17, 2026
VANGUARD ADVISERS, INC.
August 22, 2014 - March 17, 2026
VANGUARD MARKETING CORPORATION
August 31, 2006 - December 3, 2013
USAA FINANCIAL ADVISORS, INC.
July 11, 2006 - December 3, 2013
USAA FINANCIAL PLANNING SERVICES
Primary Firm SEC Registration
PROSPERA CAPITAL MANAGEMENT, LLC
CRD#: 330390 / SEC#: 801-130551
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/18/2026)
Exams
Current Firm
PROSPERA CAPITAL MANAGEMENT, LLC
CRD#: 330390 / SEC#: 801-130551
Contact information
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 214 |
| AUM (Assets Under Management) | $ 337,346,161 |
Red Flags
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