MB
Matthew F. Balanda
INVESCO DISTRIBUTORS
Stratham, NH
Some features on this profile are disabled
CRD#: 5094325
MB
Professional summary
Matthew Francis Balanda, who also goes by Matt Balanda, is a registered financial professional currently at INVESCO DISTRIBUTORS, INC. located in Stratham, New Hampshire.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2006. Matthew has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Matt Balanda
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Matthew Francis Balanda's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 9, 2025 - Present
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
Stratham, NH
Past
September 19, 2019 - January 29, 2025
SCHRODER FUND ADVISORS LLC
BD
CRD#: 24129
NEW YORK, NY
Past
November 14, 2014 - January 15, 2019
BLACKROCK INVESTMENTS, LLC
BD
CRD#: 38642
BOSTON, MA
Past
April 1, 2014 - November 17, 2014
IRC SECURITIES LLC
BD
CRD#: 150022
NEW YORK, NY
Past
April 24, 2012 - November 20, 2014
NED DAVIS RESEARCH, INC.
RIA
CRD#: 112260
BOSTON, MA
Past
July 2, 2007 - July 6, 2007
BNY MELLON SECURITIES CORPORATION
BD
CRD#: 231
BOSTON, MA
Past
March 16, 2006 - July 2, 2007
MELLON FUNDS DISTRIBUTOR, L.P.
BD
CRD#: 39414
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2025)
RR
Alaska(6/9/2025)
RR
Arizona(6/9/2025)
RR
Arkansas(6/9/2025)
RR
California(6/9/2025)
RR
Colorado(6/9/2025)
RR
Connecticut(6/9/2025)
RR
Delaware(6/9/2025)
RR
District of Columbia(6/9/2025)
RR
Florida(6/9/2025)
RR
Georgia(6/9/2025)
RR
Hawaii(6/9/2025)
RR
Idaho(6/9/2025)
RR
Illinois(6/9/2025)
RR
Indiana(6/9/2025)
RR
Iowa(6/9/2025)
RR
Kansas(6/9/2025)
RR
Kentucky(6/9/2025)
RR
Louisiana(6/9/2025)
RR
Maine(6/9/2025)
RR
Maryland(6/9/2025)
RR
Massachusetts(6/9/2025)
RR
Michigan(6/9/2025)
RR
Minnesota(6/9/2025)
RR
Mississippi(6/9/2025)
RR
Missouri(6/9/2025)
RR
Montana(6/9/2025)
RR
Nebraska(6/9/2025)
RR
Nevada(6/9/2025)
RR
New Hampshire(6/9/2025)
RR
New Jersey(6/9/2025)
RR
New Mexico(6/9/2025)
RR
New York(6/9/2025)
RR
North Carolina(6/9/2025)
RR
North Dakota(6/9/2025)
RR
Ohio(6/9/2025)
RR
Oklahoma(6/9/2025)
RR
Oregon(6/9/2025)
RR
Pennsylvania(6/9/2025)
RR
Puerto Rico(6/9/2025)
RR
Rhode Island(6/9/2025)
RR
South Carolina(6/9/2025)
RR
South Dakota(6/9/2025)
RR
Tennessee(6/9/2025)
RR
Texas(6/9/2025)
RR
Utah(6/9/2025)
RR
Vermont(6/9/2025)
RR
Virgin Islands(6/9/2025)
RR
Virginia(6/9/2025)
RR
Washington(6/9/2025)
RR
West Virginia(6/9/2025)
RR
Wisconsin(6/9/2025)
RR
Wyoming(6/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
ID
INVESCO DISTRIBUTORS, INC.
A I M DISTRIBUTORS, INC. | INVESCO DISTRIBUTORS, INC. | INVESCO AIM DISTRIBUTORS, INC. (EFFECTIVE 03/31/08) | INVESCO AIM DISTRIBUTORS, INC. | A.I.M. DISTRIBUTORS, INC. | A I M DISTRIBUTORS, INC.
CRD#: 7369 / SEC#: , 8-21323
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
11 Greenway Plaza Suite 1000, Houston, TX 77046-1173
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046-1173
Phone number
(713) 214-1919
Established
Delaware since 11/18/1976
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | DIRECT OWNER | |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARRIS, JERRY CLINTON II | DIRECTOR | 3275064 |
| KRAMER, BRIAN KEITH | DIRECTOR | 4132102 |
| MCDONOUGH, JOHN CARLIN | PRESIDENT/CEO/DIRECTOR | 2363299 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
