Molly K. Stanifer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Molly K Stanifer, CFP®, who also goes by Molly K Barrett, was a registered financial professional .
Molly is a previously registered financial professional and started their career in finance in 2007. Molly had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2011
Experience
August 1, 2014 - May 1, 2024
OLD PEAK FINANCE
June 25, 2010 - October 3, 2013
STRATEGIC ADVISERS LLC
January 1, 2008 - October 2, 2013
FIDELITY BROKERAGE SERVICES LLC
September 24, 2007 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
Primary Firm SEC Registration
OLD PEAK FINANCE
CRD#: 154804 / SEC#: 801-109968
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
OLD PEAK FINANCE
CRD#: 154804 / SEC#: 801-109968
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 579 |
| AUM (Assets Under Management) | $ 575,178,443 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
