John D. Welker
Professional summary
John D. Welker III, who also goes by John D. Welker, Trey Welker, John D. Welker III, is a registered financial advisor currently at KNIGHTS OF COLUMBUS ASSET ADVISORS LLC located in Edmond, Oklahoma.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. John has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John D. Welker III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2021 - Present
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
May 23, 2008 - January 21, 2010
MSI FINANCIAL SERVICES, INC.
November 13, 2006 - November 16, 2006
MML INVESTORS SERVICES, LLC
November 13, 2006 - May 20, 2008
SYNERGY INVESTMENT GROUP, LLC
Primary Firm SEC Registration
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/10/2022)
(3/8/2021)
(3/8/2021)
(1/3/2022)
(12/1/2021)
Exams
Current Firm
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
CRD#: 174129 / SEC#: 801-80844
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,592 |
| AUM (Assets Under Management) | $ 28,035,873,347 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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