Jeffrey T. Kennedy

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CRD#: 5094149

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey T Kennedy was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 2006. Jeffrey had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

D/B/A- KENNEDY WEALTH GROUP OFFERING THE FOLLOWING 1) REGISTERED REPRESENTATIVE; SALES OF SECURITIES PRODUCTS. 40 HOURS A WEEK; FOR COMPENSATION. 2) INSURANCE AGENT; NON INVESTMENT RELATED; 721 N 24th ST, QUINCY, IL 62301; SELLING INSURANCE; PRODUCER; 10/01/2003-CURRENT; 20-30 HOURS/ MONTH; 15-20 HOURS/MONTH DURING SECURITIES TRADING; SELLING HEALTH INSURANCE, FIXED AND INDEXED ANNUITIES.; HEALTH, LIFE, ANNUTIY PRODUCER (P & C LICENSED ALSO); PRESIDENT; 08/10/2003-CURRENT; 120 HOURS/MONTH; 120 DURING SECURITIES TRADING HOURS; MARKETING SALES & SERVICE OF LIFE , HEALTH ANNUITY AND P & C BUSINESS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 17, 2018 - October 11, 2024

CAPITAL ADVISOR NETWORK

RIA

CRD#: 297578

QUINCY, IL

Past

March 9, 2015 - September 14, 2018

CENTER STREET ADVISORS, INC.

RIA

CRD#: 169329

QUINCY, IL

Past

July 16, 2014 - December 1, 2023

CENTER STREET SECURITIES, INC.

CRD#: 26898

QUINCY, IL

Past

March 10, 2010 - July 16, 2014

CENTER STREET SECURITIES, INC.

CRD#: 26898

QUINCY, IL

Past

March 8, 2010 - March 5, 2015

BROOKSTONE CAPITAL MANAGEMENT LLC

RIA

CRD#: 141413

QUINCY, IL

Past

October 2, 2008 - March 11, 2010

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

ST. LOUIS, MO

Past

June 12, 2006 - October 9, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

CHESTERFIELD, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ADVISOR NETWORK

CRD#: 297578 / SEC#: 801-123345

RIA

Registered Investment Advisory firm - (2/28/2022 Approved)

Illinois

Registered Investment Advisory firm - (3/1/2022 Terminated)

Indiana

Registered Investment Advisory firm - (3/2/2022 Terminated)

Michigan

Registered Investment Advisory firm - (3/8/2022 Terminated)

Tennessee

Registered Investment Advisory firm - (3/1/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/1/2022 Terminated)

Virginia

Registered Investment Advisory firm - (3/2/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/23/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/3/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/7/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/9/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAPITAL ADVISOR NETWORK

CRD#: 297578 / SEC#: 801-123345

RIA

Registered Investment Advisory firm - (2/28/2022 Approved)

Illinois

Registered Investment Advisory firm - (3/1/2022 Terminated)

Indiana

Registered Investment Advisory firm - (3/2/2022 Terminated)

Michigan

Registered Investment Advisory firm - (3/8/2022 Terminated)

Tennessee

Registered Investment Advisory firm - (3/1/2022 Terminated)

Texas

Registered Investment Advisory firm - (3/1/2022 Terminated)

Virginia

Registered Investment Advisory firm - (3/2/2022 Terminated)

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Contact information

Main Address

925 Mezzanine Drive Suite C, Lafayette, IN 47905

Mailing Address

Phone number

(765) 588-1647

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL ADVISOR NETWORK - PART 2A BROCHURE (7/31/2025)

Regulatory assets under management

Total Number of Accounts	1,153
AUM (Assets Under Management)	$ 99,497,162

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey T. Kennedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CENTER STREET ADVISORS, INC.

CENTER STREET SECURITIES, INC.

CENTER STREET SECURITIES, INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

THE O.N. EQUITY SALES COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

CAPITAL ADVISOR NETWORK

State Registrations and Notice Filings

Exams

Series 65

Date: 2/23/2010

Series 63

Date: 7/3/2006

SIE

Date: 10/1/2018

Series 7

Date: 2/7/2011

Series 6

Date: 6/9/2006

Current Firm

CAPITAL ADVISOR NETWORK

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL ADVISOR NETWORK

TRUST BUT VERIFY

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