Sara K. Cooper

COOPER CAPITAL

Bend, OR

Some features on this profile are disabled

CRD#: 5094118

Professional summary

Sara Katherine Cooper, who also goes by Sara Cooper Bowden, Sara Cooper Helbling, is a registered financial advisor currently at COOPER CAPITAL, INC. located in Bend, Oregon.

Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Sara has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sara Cooper Bowden | Sara Cooper Helbling

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Freelance writing, not investment-related, Sandpoint, ID, freelance writing, started 12/2020, approximately 10/hours per month, none during trading hours, occasionally write pieces/articles on various topics. 2. Bowden Holdings LLC; not investment-related; 119 N First Ave., Sandpoint, ID 83864; Managing Member; Start: 2/13/23; 40/hrs per month, none during trading hours; handle the licensing/paperwork and financial duties 3. Pivo Peaks Alehouse LLC; not investment-related; 119 N First Ave., Sandpoint, ID 83864; Managing Member; Start: 2/13/23; 40/hrs per month, none during trading hours; handle the licensing/paperwork and financial duties

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Katherine Cooper's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2006 - Present

COOPER CAPITAL, INC.

RIA

CRD#: 127691

Bend, OR

Past

March 8, 2006 - April 9, 2012

THE NORTHSTAR GROUP, INC.

CRD#: 31282

GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/8/2006)

IAR

Idaho
(8/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/28/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/7/2006

General Securities Representative Examination

Current Firm

COOPER CAPITAL, INC.

COOPER CAPITAL INVESTMENT MANAGEMENT | COOPER CAPITAL, INC.

CRD#: 127691 / SEC#: 801-62263

RIA

Registered Investment Advisory firm - (3/26/2012 Terminated)

Connecticut

Registered Investment Advisory firm - (1/20/2012 Approved)

Idaho

Registered Investment Advisory firm - (8/10/2023 Approved)

Maryland

Registered Investment Advisory firm - (1/4/2016 Terminated)

New Hampshire

Registered Investment Advisory firm - (7/16/2015 Terminated)

Oregon

Registered Investment Advisory firm - (11/17/2023 Terminated)

Texas

Registered Investment Advisory firm - (11/13/2023 Terminated)

Virginia

Registered Investment Advisory firm - (12/18/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Sandpoint, ID

Mailing Address

P.o. Box 2427, Sandpoint, ID 83864

Phone number

(203) 222-0466

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	63
AUM (Assets Under Management)	$ 20,546,770

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sara K. Cooper

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sara Katherine Cooper's CRS (Customer Relationship Summary).

Certified licenses

Experience

COOPER CAPITAL, INC.

THE NORTHSTAR GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/28/2006

Series 7

Date: 3/7/2006

Current Firm

COOPER CAPITAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COOPER CAPITAL, INC.

TRUST BUT VERIFY

Similar Advisors