CC
Christopher L. Claridge
SUMMIT GLOBAL INVESTMENTS
MESA, AZ
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CRD#: 5094005
CC
Professional summary
Christopher Layton Claridge II, who also goes by Christopher Layton Claridge, Christopher Claridge, Chris Claridge, is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Mesa, Arizona.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Christopher has worked at 5 firms and has passed the Series 63, Series 65, Series 22TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher Layton Claridge | Christopher Claridge | Chris Claridge
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Arizona Tax Accounting and Consulting Services LLC dba AZTACS; Non-investment related; Mesa, AZ; Tax preparation, tax consulting, bookkeeping; Partner / Preparer; 12/18/2020; 40% during business hours; Performing tax preparation services, tax consulting and bookkeeping services. Preparing state and federal tax returns for individuals and businesses. 2) Compass Tax Services; Non-investment related; Mesa, AZ; Tax preparation; Tax preparer; 10/22/2015; 10% during business hours; Tax interviews and preparing tax returns. 3) Fixed Insurance; Non-investment related; Arizona; Insurance; Agent; 6/3/2022; 20% during business hours; Selling of life insurance products, long-term care products and health insurance products. 4) Revolt Healthcare Alliance; Non-investment related; Mesa, AZ; referring clients to health insurance specialists; Referral Partner; 8/12/2020; 1% during business hours; Referral Business, provide resources for clients. 5) Student Optimum Services; Non-investment related; Mesa, AZ; referring clients to loan specialists; Referral Partner; 1/17/2020; 1% during business hours; Refer clients to student loan specialists. 6) United Financial Freedom; Non-investment related; Mesa, AZ; refer clients to debt reduction software sales team; Referral Partner; 9/02/2020; 1% during business hours; refer clients to sales team for debt reduction software.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Layton Claridge II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2024 - Present
SUMMIT GLOBAL INVESTMENTS, LLC
RIA
CRD#: 157091
MESA, AZ
Past
December 18, 2023 - November 12, 2024
DIVERSIFY ADVISORY SERVICES, LLC
RIA
CRD#: 326060
Thatcher, AZ
Past
June 16, 2022 - February 8, 2024
DFPG INVESTMENTS, LLC
RIA
CRD#: 155576
Thatcher, AZ
Past
June 16, 2022 - November 12, 2024
DFPG INVESTMENTS, LLC
BD
CRD#: 155576
Thatcher, AZ
Past
August 20, 2014 - June 15, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHOENIX, AZ
Past
November 29, 2012 - June 15, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
PHOENIX, AZ
Past
October 16, 2006 - September 30, 2009
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
MESA, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(11/18/2024)
IAR
Texas(11/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 22TO
Date: 7/12/2024
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
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Contact information
Main Address
620 South Main Street, Bountiful, UT 84010
Mailing Address
620 South Main Street, Bountiful, UT 84010
Phone number
(888) 251-4847
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,923 |
| AUM (Assets Under Management) | $ 1,921,141,101 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
