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YY

Ye Yin

WEALTH HOUSE CAPITAL
Livingston, NJ
CRD#: 5093889
Some features on this profile are disabled
YY
Ye YinWEALTH HOUSE CAPITAL

Professional summary

Ye Yin, who also goes by Cassie Yin, is a registered financial professional currently at WEALTH HOUSE CAPITAL INC. located in Livingston, New Jersey.

Ye is registered as a RR (Registered Representative) and started their career in finance in 2006. Ye has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cassie Yin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Ye Yin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 1, 2025 - Present

WEALTH HOUSE CAPITAL INC.

BD
CRD#: 323088
Livingston, NJ
Past

June 27, 2006 - November 20, 2006

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

June 27, 2006 - November 20, 2006

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/11/2026)
RR
Georgia
(11/20/2025)
RR
New Jersey
(7/17/2025)
RR
New York
(7/14/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 7/13/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/1/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/7/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/26/2006
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WH
WEALTH HOUSE CAPITAL INC.
WEALTH HOUSE CAPITAL INC. | WEALTHHOUSE ADVISORS INC

CRD#: 323088 / SEC#: , 8-70973

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
17 Canoe Brook Drive, Livingston, NJ 07039
Mailing Address
17 Canoe Brook Drive, Livingston, NJ 07039
Phone number
(917) 660-6796
Established
New Jersey since 11/20/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WANG, MARJORIE WCCO, CEO6897024
BEATON, DANIEL STEWARTFINOP/PFO/POO4240769
CHEN, YUZHENCOO5626131
WANG, SCOTTGENERAL SECURITIES PRINCIPAL7794226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WEALTH HOUSE CAPITAL INC.

CRD#: 323088Livingston, NJ

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