Marquis C. Van De Mark
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marquis Charles Van De Mark, who also goes by Marcus Van De Mark, was a registered financial professional .
Marquis is a previously registered financial professional and started their career in finance in 2006. Marquis had worked at 3 firms and has passed the Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2016 - February 21, 2017
COLUMBIA ADVISORY PARTNERS, LLC
February 26, 2008 - October 1, 2014
4 DIAMOND CAPITAL MANAGEMENT LTD
February 20, 2006 - February 5, 2007
ADVANCED PLANNING SECURITIES, INC.
Primary Firm SEC Registration
COLUMBIA ADVISORY PARTNERS, LLC
CRD#: 171616 / SEC#: 801-116703
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COLUMBIA ADVISORY PARTNERS, LLC
CRD#: 171616 / SEC#: 801-116703
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,744 |
| AUM (Assets Under Management) | $ 262,790,000 |
Red Flags
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