Sean R. Calrow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sean R. Calrow, who also goes by Sean Rustom Calrow, Sean Calrow, was a registered financial professional .
Sean is a previously registered financial professional and started their career in finance in 2007. Sean had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - April 14, 2026
STRATEGIC ADVISERS LLC
November 3, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 22, 2021 - April 14, 2026
FIDELITY BROKERAGE SERVICES LLC
May 26, 2020 - August 17, 2021
CHARLES SCHWAB & CO., INC.
May 23, 2020 - August 17, 2021
CHARLES SCHWAB & CO., INC.
January 8, 2018 - May 24, 2020
USAA INVESTMENT SERVICES COMPANY
April 2, 2013 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
September 26, 2012 - April 5, 2013
USAA INVESTMENT SERVICES COMPANY
September 14, 2011 - May 24, 2020
USAA FINANCIAL ADVISORS, INC.
November 4, 2010 - August 26, 2011
NATIONAL PLANNING CORPORATION
August 3, 2009 - March 26, 2010
AVANTAX INVESTMENT SERVICES, INC.
November 12, 2008 - May 20, 2009
WELLS FARGO CLEARING SERVICES, LLC
August 13, 2008 - May 20, 2009
WELLS FARGO CLEARING SERVICES, LLC
February 19, 2007 - September 12, 2007
CHASE INVESTMENT SERVICES CORP.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
