MO
Mark D. Ohlmann
THRIVENT INVESTMENT MANAGEMENT
Prior Lake, MN
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CRD#: 5093607
MO
Professional summary
Mark Daniel Ohlmann is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Prior Lake, Minnesota.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Mark has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1680 MT. HOPE ROAD LLC POSITION: Owner NATURE: The rental property at 1680 Mt. Hope Road, Carver, MN 55315 was placed into an LLC which is for the rental property at 1680 Mt Hope Road, Carver, MN 55315. I am the only owner of the LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/08/2017 ADDRESS: 1680 Mt Hope Rd, Carver MN 55315, United States DESCRIPTION: Owner, landlord. RENTAL PROPERTY POSITION: Owner NATURE: The property at 7646 Southridge Ct, Savage, MN 55378 will be purchased for a rental purposes. My wife and I will be the owners. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2020 ADDRESS: 7646 Southridge Ct, Savage MN 55378, United States DESCRIPTION: Owner/Landlord RENTAL PROPERTY POSITION: Owner NATURE: The rental property at 14630 Sumter Ave, Savage, MN 55378 will be purchased for rental purposes. My wife and I will be the owners. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/26/2020 ADDRESS: 14630 Sumter Ave, Savage MN 55378, United States DESCRIPTION: Owner/Landlord RENTAL PROPERTY: 4524 85TH STREET WEST, LLC POSITION: Landlord NATURE: The property at will be purchased for rental purposes. My wife and I will be the owners. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/07/2022 ADDRESS: 4524 W 85th St, Bloomington MN 55437, United States DESCRIPTION: Owner/landlord RENTAL PROPERTY POSITION: Landlord NATURE: Purchasing a property for the purpose of renting it. No clients will be the tenants or occupants. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2025 ADDRESS: 1913 Downing Ave, Shakopee MN 55379, United States DESCRIPTION: Acting as the landlord. Basic maintenance.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Daniel Ohlmann's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mark Daniel Ohlmann's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 19, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 1226 4th Ave E, Shakopee, MN 55379RIA
BD
CRD#: 18387
Prior Lake, MN
Current
February 23, 2006 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1226 4th Ave E, Shakopee, MN 55379RIA
BD
CRD#: 18387
Shakopee, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(8/4/2009)
RR
California(6/21/2017)
RR
Colorado(4/30/2020)
RR
Florida(5/27/2014)
RR
Georgia(7/3/2024)
RR
Idaho(11/15/2021)
RR
Indiana(12/19/2022)
RR
Kansas(6/20/2022)
RR
Michigan(4/24/2018)
RR
Minnesota(3/10/2006)
IAR
Minnesota(12/19/2013)
RR
Montana(1/31/2013)
RR
Nevada(4/18/2017)
RR
New Mexico(3/3/2022)
RR
North Carolina(7/10/2014)
RR
North Dakota(8/24/2017)
RR
Ohio(6/5/2024)
RR
South Carolina(6/16/2020)
RR
South Dakota(10/1/2013)
RR
Texas(7/3/2024)
IAR
Texas(7/8/2024)
RR
Washington(10/1/2013)
RR
Wisconsin(7/24/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
