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HB

Harold C. Bandouveris

CENTERPOINT M&A ADVISORS
Woodland Hills, CA 91367
Some features on this profile are disabled
CRD#: 5093447
HB

Professional summary

Harold C Bandouveris is a registered financial professional currently at CENTERPOINT M&A ADVISORS, INC. located in Woodland Hills, California.

Harold is registered as a RR (Registered Representative) and started their career in finance in 2006. Harold has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Harold C Bandouveris's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 18, 2006 - Present

CENTERPOINT M&A ADVISORS, INC.

Office #1: 21550 Oxnard Street, Suite 960, Woodland Hills, CA 91367Office #2: 21550 Oxnard Street, Suite 960, Woodland Hills, CA 91367
BD
CRD#: 139611
Woodland Hills, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/18/2006)

Exams

State Security Law Exam
RR
Series 63
Date: 6/22/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/5/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/7/2006
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CM
CENTERPOINT M&A ADVISORS, INC.
CENTERPOINT M&A ADVISORS | CENTERPOINT M&A ADVISORS, INC.

CRD#: 139611 / SEC#: , 8-67231

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
21550 Oxnard Street, Suite 960, Woodland Hills, CA 91367
Mailing Address
21550 Oxnard Street, Suite 960, Woodland Hills, CA 91367
Phone number
(818) 593-7907
Established
California since 01/20/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BANDOUVERIS, HAROLD CHRISTOPHERCEO
BEREJIKIAN, SCOTT MICHAELPRESIDENT, AMLCO, CCO
THORNTON, STEVEN LEEFINOP4496384

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CENTERPOINT M&A ADVISORS, INC.

CRD#: 139611Woodland Hills, CA 91367

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