Stephen M. Pejakovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Michael Pejakovich, who also goes by Stephen M Pejakovich, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 2008. Stephen had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 18, 2015 - December 1, 2015
ESSEX NATIONAL SECURITIES, LLC
August 13, 2015 - December 1, 2015
ESSEX NATIONAL SECURITIES, LLC
February 10, 2015 - July 7, 2015
OSAIC FA, INC.
February 4, 2015 - July 7, 2015
OSAIC FA, INC.
July 23, 2013 - October 28, 2013
EDWARD JONES
February 10, 2010 - July 12, 2010
STATE FARM VP MANAGEMENT CORP.
December 3, 2008 - February 26, 2009
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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