Timothy H. Oshima
Professional summary
Timothy Hisao Oshima, CFP®, who also goes by Timothy Hisao Oshima Mr., is a registered financial advisor currently at ACCLARO WEALTH MANAGEMENT located in Walnut Creek, California.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Timothy has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Hisao Oshima's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Experience
May 8, 2015 - Present
ACCLARO WEALTH MANAGEMENT
Office #1: 1840 San Miguel Drive 202, Walnut Creek, CA, 94596February 14, 2013 - August 29, 2013
LPL FINANCIAL LLC
December 7, 2012 - May 12, 2015
ACCLARO WEALTH MANAGEMENT
September 6, 2012 - August 29, 2013
LPL FINANCIAL LLC
February 28, 2006 - August 6, 2008
M HOLDINGS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/8/2015)
Exams
Current Firm
ACCLARO WEALTH MANAGEMENT
CRD#: 183518 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 4,600,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
