Jared J. Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jared J Schmidt was a registered financial professional .
Jared is a previously registered financial professional and started their career in finance in 2006. Jared had worked at 4 firms and has passed the Series 66, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2011 - November 21, 2012
ON INVESTMENT MANAGEMENT CO
March 4, 2011 - December 17, 2012
THE O.N. EQUITY SALES COMPANY
January 19, 2010 - January 18, 2011
PARK AVENUE SECURITIES LLC
April 7, 2009 - January 18, 2011
PARK AVENUE SECURITIES LLC
May 25, 2006 - March 19, 2009
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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