KW
Kyle P. Webber
QUARTZ PARTNERS INVESTMENT MANAGEMENT
Saratoga Springs, NY 12866
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CRD#: 5093059
KW
Professional summary
Kyle Patrick Webber is a registered financial advisor currently at QUARTZ PARTNERS INVESTMENT MANAGEMENT located in Saratoga Springs, New York.
Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Kyle has worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUSINESS NAME: SLOCUM-WEBBER GROUP, LLC INVESTMENT RELATED: NO BUSINESS ADDRESS: 71 WRIGHTS LOOP STILLWATER, NY 12170 NATURE OF BUSINESS: PROJECT MANAGEMENT CONSULTING AND PROPERTY MANAGEMENT AND LEASING TITLE: MEMBER, 15% MINORITY INTEREST. SPOUSE HAS 85% INTEREST. START OF RELATIONSHIP: 10/2013 APPROXIMATE TIME: LESS THAN 1 HOUR PER WEEK DEVOTED TO OPERATIONAL ACTIVITIES DURING TRADING HOURS. BUSINESS NAME: SKI VT HOUSE, LLC INVESTMENT RELATED: NO BUSINESS ADDRESS: 71 WRIGHTS LOOP STILLWATER, NY 12170 NATURE OF BUSINESS: VACATION PROPERTY MANAGEMENT AND LEASING TITLE: MEMBER, 25% MINORITY INTEREST START OF RELATIONSHIP: 04/2017 APPROXIMATE TIME: LESS THAN 1 HOUR PER WEEK DEVOTED TO OPERATIONAL ACTIVITIES DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Kyle Patrick Webber's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 27, 2015 - Present
QUARTZ PARTNERS INVESTMENT MANAGEMENT
Office #1: 19 Railroad Place Suite 202, Saratoga Springs, NY 12866RIA
CRD#: 174327
Saratoga Springs, NY
Past
August 3, 2022 - December 31, 2023
ETICO WEALTH MANAGEMENT LLC
RIA
CRD#: 151046
SARATOGA SPRINGS, NY
Past
January 25, 2013 - December 23, 2014
PAGEONE FINANCIAL, INC.
RIA
CRD#: 105340
MALTA, NY
Past
January 13, 2012 - January 7, 2013
PAGEONE FINANCIAL, INC.
RIA
CRD#: 105340
MALTA, NY
Past
November 3, 2009 - April 25, 2011
CASTLE STRATEGIES, LLC
RIA
CRD#: 151502
SEATTLE, WA
Past
October 22, 2009 - November 10, 2009
TIMBERLINE FINANCIAL GROUP, INC
RIA
CRD#: 148906
HOOD RIVER, OR
Past
January 8, 2009 - August 12, 2009
LPL FINANCIAL LLC
BD
CRD#: 6413
HOOD RIVER, OR
Past
September 21, 2006 - June 29, 2007
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
BD
CRD#: 28262
BOSTON, MA
Past
April 3, 2006 - September 20, 2006
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WALTHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QP
QUARTZ PARTNERS INVESTMENT MANAGEMENT
ADAPTINVESTING | QUARTZ PARTNERS, LLC | QUARTZ PARTNERS RETIREMENT PLAN SERVICES | QUARTZ PARTNERS INVESTMENT MANAGEMENT | QUARTZ PARTNERS | MOSS BLUFF MANAGEMENT | FLORENCE WEALTH | ETICO PRIVATE WEALTH | ETICO | CAMERON HARROD WEALTH MANAGEMENT
CRD#: 174327 / SEC#: 801-80822
RIA
Registered Investment Advisory firm - (1/20/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/11/2021)
IAR
Colorado(4/9/2021)
IAR
Florida(4/14/2021)
IAR
Hawaii(5/6/2021)
IAR
Nebraska(4/7/2021)
IAR
New York(4/1/2021)
IAR
Ohio(3/11/2021)
IAR
Pennsylvania(4/9/2021)
IAR
Texas(1/27/2015)
IAR
Washington(4/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
QP
QUARTZ PARTNERS INVESTMENT MANAGEMENT
ADAPTINVESTING | QUARTZ PARTNERS, LLC | QUARTZ PARTNERS RETIREMENT PLAN SERVICES | QUARTZ PARTNERS INVESTMENT MANAGEMENT | QUARTZ PARTNERS | MOSS BLUFF MANAGEMENT | FLORENCE WEALTH | ETICO PRIVATE WEALTH | ETICO | CAMERON HARROD WEALTH MANAGEMENT
CRD#: 174327 / SEC#: 801-80822
RIA
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Contact information
Main Address
19 Railroad Place Suite 202, Saratoga Springs, NY 12866
Mailing Address
Phone number
(800) 433-0422
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,124 |
| AUM (Assets Under Management) | $ 281,034,901 |
Red Flags
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