Taylor J. Thomas

NCM CAPITAL MANAGEMENT

Ramsey, NJ 07446

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CRD#: 5092831

Professional summary

Taylor J. Thomas, CFP® is a registered financial advisor currently at NCM CAPITAL MANAGEMENT, LLC located in Ramsey, New Jersey.

Taylor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Taylor has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor J. Thomas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

January 18, 2022 - Present

NCM CAPITAL MANAGEMENT, LLC

Office #1: 180 East Main Street, Ramsey, NJ 07446

RIA

CRD#: 151109

Ramsey, NJ

Past

June 22, 2015 - February 15, 2022

ROUND TABLE WEALTH MANAGEMENT

RIA

CRD#: 111304

WESTFIELD, NJ

Past

April 27, 2012 - February 7, 2013

REGENTATLANTIC

RIA

CRD#: 105995

MORRISTOWN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NCM CAPITAL MANAGEMENT, LLC

CRD#: 151109 / SEC#: 801-101518

RIA

Registered Investment Advisory firm - (7/24/2015 Approved)

New Jersey

Registered Investment Advisory firm - (7/29/2015 Terminated)

New York

Registered Investment Advisory firm - (7/28/2015 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

NCM CAPITAL MANAGEMENT, LLC

CRD#: 151109 / SEC#: 801-101518

RIA

Registered Investment Advisory firm - (7/24/2015 Approved)

New Jersey

Registered Investment Advisory firm - (7/29/2015 Terminated)

New York

Registered Investment Advisory firm - (7/28/2015 Terminated)

Texas

Registered Investment Advisory firm - (7/28/2015 Terminated)

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Contact information

Main Address

180 East Main Street, Ramsey, NJ 07446

Mailing Address

Phone number

(201) 529-1429

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 NCM FORM ADV PART 2A (5/19/2025)

Regulatory assets under management

Total Number of Accounts	633
AUM (Assets Under Management)	$ 430,724,032

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Taylor J. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Taylor J. Thomas's CRS (Customer Relationship Summary).

Certified licenses

Experience

NCM CAPITAL MANAGEMENT, LLC

ROUND TABLE WEALTH MANAGEMENT

REGENTATLANTIC

Primary Firm SEC Registration

NCM CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Current Firm

NCM CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NCM CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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