PB
Philip B. Bullard
VALLEY WEALTH STRATEGIES
Ventura, CA
Some features on this profile are disabled
CRD#: 5092821
PB
Professional summary
Philip Brian Bullard, who also goes by Phil Bullard, Philip Bullard, is a registered financial advisor currently at VALLEY WEALTH STRATEGIES, LLC located in Ventura, California and LPL FINANCIAL LLC located in Ventura, California.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Philip has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phil Bullard | Philip Bullard
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/29/2017 - No Business Name - Not Investment Related - San Luis Obispo, CA 93405 - Real Estate Rental - Property Owner - Start Date 2000. 2. 11/29/2017 - Wheatman Insurance Services LLC - Investment Related - 5920 CANOGA AVE #600 WOODLAND HILLS CA 91367 - Property and Casualty - Start Date 8/1/2006 - 12 Hours Per Month - Life and Health insurance. 3. 11/29/2017 - No Business Name - Not Investment Related - Arroyo Grande, CA 93420 - Real Estate Rental - Property Owner - Start Date 2015. 4. 11/29/2017 - No Business Name - Not Investment Related - Santa Cruz, CA 95062 - Real Estate Rental - Property Owner - Start Date 2003. 5. 11/29/2017 - No Business Name - Not Investment Related - Ventura, CA 93003 - Real Estate Rental - Property Owner/Manager - Start Date 2016. 6. 11/29/2017 - Zuk Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Start Date 7/1/2011. 7. 3/26/2018 - Valley Wealth Strategies, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/01/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Valley Wealth Strategies, LLC, an independent investment advisor firm. I started this business activity in 01/2018. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 06/17/2019 - DPE Integrated Consulting Services - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:04/01/2019 - 10 hrs/mo - 1 hr during trading. 9. 7/8/2019 - Hometown Insurance - Investment Related - 2419 East Main Street Suite 100 Ventura, CA 93003 - Property and Casualty - Started 01/01/2019 - 30 Hours Per Month/20 Hours During Securities Trading. 10. 11/25/2022 - 1430 West 12th Reno rental - Investment Related - Reno NV 89503 - Real Estate Rental - Start Date - 07/05/2022 - 2 Hours Per Month/0 Hours During Securities Trading
CRS (Client Relationship Summary) - RIA
Click below to view Philip Brian Bullard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 18, 2018 - Present
VALLEY WEALTH STRATEGIES, LLC
RIA
CRD#: 289737
Ventura, CA
Current
November 29, 2017 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
Ventura, CA
Past
November 29, 2017 - March 23, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
January 18, 2011 - November 29, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
Ventura, CA
Past
January 18, 2011 - November 29, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
Ventura, CA
Past
January 28, 2010 - August 17, 2010
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
VENTURA, CA
Past
June 2, 2006 - December 31, 2009
CETERA ADVISORS LLC
RIA
CRD#: 10299
NEWBURY PARK, CA
Past
May 5, 2006 - December 31, 2009
CETERA ADVISORS LLC
BD
CRD#: 10299
NEWBURY PARK, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VALLEY WEALTH STRATEGIES, LLC
DRUMMOND & ASSOCIATES | ZUK FINANCIAL GROUP | VWS | VALLEY WEALTH STRATEGIES, LLC
CRD#: 289737 / SEC#: 801-113081
RIA
Registered Investment Advisory firm - (4/27/2018 Approved)California
Registered Investment Advisory firm - (6/1/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/29/2017)
IAR
California(1/18/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VW
VALLEY WEALTH STRATEGIES, LLC
DRUMMOND & ASSOCIATES | ZUK FINANCIAL GROUP | VWS | VALLEY WEALTH STRATEGIES, LLC
CRD#: 289737 / SEC#: 801-113081
RIA
Registered Investment Advisory firm - (4/27/2018 Approved)California
Registered Investment Advisory firm - (6/1/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
404 W. Pine Street Suite 6, Lodi, CA 95240
Mailing Address
Phone number
(209) 366-1264
Established
Firm type
Fiscal year end
# of Employees
30
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,131 |
| AUM (Assets Under Management) | $ 1,205,186,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
