Ross D. Jordan
Professional summary
Ross Douglass Jordan was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ross Douglass Jordan, who also goes by Ross Jordan, was a registered financial professional .
Ross is a previously registered financial professional and started their career in finance in 2006. Ross had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2018 - March 4, 2019
PNC MANAGED ACCOUNT SOLUTIONS, INC.
July 17, 2018 - March 4, 2019
BBVA SECURITIES INC.
September 2, 2015 - July 13, 2018
MORGAN STANLEY
July 10, 2015 - July 13, 2018
MORGAN STANLEY
February 14, 2006 - July 13, 2015
CARTY, HARDING & HEARN, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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